Board of Governors Content

May 11, 1992 TO: BOARD OF GOVERNORS NO. 32-92 MEMBERS - ONE PER COMPLEX NO. 15-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 16-92 BROKER/DEALER ASSOCIATE MEMBERS NO. 7-92 MARKETING POLICY COMMITTEE NO. 16-92 DIRECT MARKETING COMMITTEE NO. 17-92 PUBLIC INFORMATION COMMITTEE NO. 19-92...

May 11, 1992 TO: BOARD OF GOVERNORS NO. 30-92 CLOSED-END FUND COMMITTEE NO. 11-92 SEC RULES COMMITTEE NO. 32-92 RE: HOUSE TELECOMMUNICATIONS AND FINANCE SUBCOMMITTEE REPORTS BILL TO REPEAL SECTION 11(a) MANAGED ACCOUNT PROVISIONS _______________________________________________________...

May 11, 1992 TO: BOARD OF GOVERNORS NO. 31-92 DIRECT MARKETING COMMITTEE NO. 16-92 RESEARCH COMMITTEE NO. 7-92 SALES FORCE MARKETING COMMITTEE NO. 16-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 15-92 MEMBERS - ONE PER COMPLEX NO. 14-92 SMALL FUNDS MEMBERS NO. 6-92 MARKETING POLICY...

May 8, 1992 TO: BOARD OF GOVERNORS NO. 29-92 RE: PERSONNEL MATTERS __________________________________________________________ Larry Rogers has decided that he would like to return to the investment management industry and therefore has resigned as the Institute's General Counsel. (See...

May 4, 1992 TO: BOARD OF GOVERNORS NO. 28-92 SEC RULES COMMITTEE NO. 26-92 RE: INSTITUTE STATEMENT ON THE "SMALL BUSINESS INCENTIVE ACT OF OF 1992" __________________________________________________________ As we previously reported, the Securities and Exchange Commission had...

April 28, 1992 TO: BOARD OF GOVERNORS NO. 27-92 SEC RULES COMMITTEE NO. 23-92 YIELD ENHANCEMENT TASK FORCE NO. 3-92 RE: INSTITUTE LETTER TO NASD ON YIELD QUOTATIONS IN ORAL SALES COMMUNICATIONS __________________________________________________________ Attached is a copy of a letter...

April 24, 1992 TO: BOARD OF GOVERNORS NO. 26-92 INTERNATIONAL MEMBERS NO. 10-92 RE: JAPAN MAY RELAX STANDARDS FOR GRANTING INVESTMENT TRUST MANAGEMENT LICENSES TO FOREIGN FIRMS __________________________________________________________ An April 16 article appearing in a Japanese news...

April 23, 1992 TO: BOARD OF GOVERNORS NO. 25-92 SEC RULES MEMBERS NO. 17-92 RE: SEC RESPONDS TO INQUIRIES REGARDING MUTUAL FUND FEES, "HUB AND SPOKE" FUNDS AND PROXY REFORM __________________________________________________________ SEC Chairman Richard Breeden recently sent three...

April 16, 1992 TO: BOARD OF GOVERNORS NO. 24-92 RE: PROPOSED MINUTES OF JANUARY 29-30, 1992 MEETING __________________________________________________________ Attached hereto is a copy of the minutes of January 29-30, 1992 which are proposed to be presented to the Board of Governors...

April 14, 1992 TO: BOARD OF GOVERNORS NO. 23-92 INTERNATIONAL COMMITTEE NO. 9-92 RE: EUROPEAN COMMISSION'S REPORT ON U.S. TRADE BARRIERS INCLUDES SECTION 7(d) __________________________________________________________ The European Commission recently published its eighth report on the...