Board of Governors Content

April 9, 1992 TO: BOARD OF GOVERNORS NO. 22-92 RE: CONGRESSIONAL LETTER TO OCC ON BANK SECURITIES ACTIVITIES; FED RESPONSE TO LETTER ON SECTION 20 ORDERS __________________________________________________________ Attached is a copy of a letter sent by the Chairmen of the House Energy...

March 30, 1992 TO: BOARD OF GOVERNORS NO. 21-92 STATE SECURITIES MEMBERS NO. 15-92 INVESTMENT ADVISER MEMBERS NO. 12-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 9-92 SEC RULES COMMITTEE NO. 16-92 RE: INSTITUTE COMMENT LETTER ON 1992 CONFERENCE ON FEDERAL- STATE SECURITIES REGULATION _...

March 25, 1992 TO: BOARD OF GOVERNORS NO. 20-92 SEC RULES COMMITTEE NO. 15-92 RE: SEC REGULATORY AND LEGISLATIVE PROPOSALS CONCERNING SMALL BUSINESS INITIATIVES __________________________________________________________ The Securities Exchange Commission has developed a package of...

11/ The pension simplification provisions are described in a separate memorandum to Pension Members. 22/ See Institute Memoranda to Tax Members No. 14-92, Closed-End Fund Members No. 12-92, Unit Investment Trust Members No. 17-92, Accounting/Treasurers Members No. 10-92, Operations...

March 16, 1992 TO: BOARD OF GOVERNORS NO. 17-92 CLOSED-END FUND MEMBERS NO. 11-92 STATE SECURITIES MEMBERS NO. 11-92 UNIT INVESTMENT TRUST MEMBERS NO. 16-92 FLORIDA ASSOCIATE MEMBERS RE: INVESTMENT COMPANIES EXCLUDED FROM FLORIDA DISCLOSURE BILL _______________________________________...

March 17, 1992 TO: BOARD OF GOVERNORS NO. 18-92 RE: NOTICE OF MEETING - WEDNESDAY, MAY 20, 1992 __________________________________________________________ The next meeting of the Board of Governors has been scheduled for Wednesday, May 20, 1992, commencing at 10:00 am in the...

March 12, 1992 TO: BOARD OF GOVERNORS NO. 16-92 RE: INSTITUTE LETTER ON OCC REGULATORY REVIEW __________________________________________________________ As we previously informed you, the Office of the Comptroller of the Currency has issued a notice requesting public comment on...

February 28, 1992 TO: BOARD OF GOVERNORS NO. 15-92 SEC RULES MEMBERS NO. 10-92 INVESTMENT ADVISER MEMBERS NO. 8-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 7-92 RE: INVESTMENT ADVISER LEGISLATION INTRODUCED IN THE SENATE __________________________________________________________ On...

February 26, 1992 TO: BOARD OF GOVERNORS NO. 14-92 SEC RULES MEMBERS NO. 9-92 INVESTMENT ADVISER MEMBERS NO. 7-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 6-92 RE: SEC SUBMITS INVESTMENT ADVISER PROPOSALS TO SENATE SUBCOMMITTEE; INSTITUTE TESTIFIES ____________________________________...

February 25, 1992 TO: BOARD OF GOVERNORS NO. 12-92 SEC RULES MEMBERS NO. 8-92 TASK FORCE ON SMALL CAPITALIZATION INVESTMENTS RE: CHAIRMAN BREEDEN'S SPEECH ON THE SEC'S SMALL BUSINESS INITIATIVE __________________________________________________________ In a recent speech at the...