Board of Governors Content

December 22, 1992 TO: BOARD OF GOVERNORS NO. 93-92 SEC RULES COMMITTEE NO. 94-92 STATE LIAISON COMMITTEE NO. 45-92 UNIT INVESTMENT TRUST COMMITTEE NO. 71-92 SUBCOMMITTEE ON ADVERTISING NO. 16-92 RE: NASAA COMMITTEE TO STUDY INVESTMENT COMPANY SALES PRACTICES __________________________...

December 17, 1992 TO: BOARD OF GOVERNORS NO. 92-92 RE: BANKING ORGANIZATIONS URGE CLINTON ADMINISTRATION TO APPLY COMMUNITY REINVESTMENT REQUIREMENTS TO OTHER FINANCIAL INSTITUTIONS __________________________________________________________ Attached is a letter recently sent on behalf...

December 16, 1992 TO: BOARD OF GOVERNORS NO. 91-92 SEC RULES MEMBERS NO. 71-92 COMPLIANCE COMMITTEE NO. 25-92 RE: SEC CLARIFIES ROLE OF SUPERVISORS IN ADMINISTRATIVE ORDER AGAINST SENIOR MANAGEMENT OF SECURITIES FIRM __________________________________________________________ In recent...

December 15, 1992 TO: BOARD OF GOVERNORS NO. 89-92 SEC RULES COMMITTEE NO. 93-92 ACCOUNTING/TREASURERS COMMITTEE NO. 46-92 RE: NASD PROPOSED REPORTING SYSTEM FOR HIGH YIELD BONDS __________________________________________________________ The SEC is soliciting comments on rules...

December 15, 1992 TO: BOARD OF GOVERNORS NO. 90-92 RE: WALL STREET JOURNAL’S EXPANSION OF FUND DATA __________________________________________________________ As you know, the Wall Street Journal recently selected Lipper Analytical Services to provide the Journal with several...

December 11, 1992 TO: BOARD OF GOVERNORS NO. 88-92 SEC RULES MEMBERS NO. 68-92 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 23-92 RE: SEC STAFF LETTER CONCERNING MONEY MARKET FUND INVESTMENT IN ILLIQUID SECURITIES __________________________________________________________ In the...

December 4, 1992 TO: BOARD OF GOVERNORS NO. 87-92 MEMBERS - ONE PER COMPLEX NO. 46-92 DIRECT MARKETING COMMITTEE NO. 45-92 OPERATIONS COMMITTEE NO. 36-92 PENSION COMMITTEE NO. 43-92 PUBLIC INFORMATION COMMITTEE NO. 42-92 RESEARCH COMMITTEE NO. 22-92 SALES FORCE MARKETING COMMITTEE NO...

December 1, 1992 TO: BOARD OF GOVERNORS NO. 86-92 RE: ARTICLE ON CHANGES IN FINANCIAL INTERMEDIATION __________________________________________________________ At the October Board meeting, I reported that due to the growth of mutual funds and problems in the banking industry, there...

November 25, 1992 TO: BOARD OF GOVERNORS NO. 84-92 MEMBERS - ONE PER COMPLEX NO. 42-92 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of of mutual interest. of mutual interest includes a separate section, "risk...

November 25, 1992 TO: BOARD OF GOVERNORS NO. 85-92 CLOSED-END FUND MEMBERS NO. 49-92 SEC RULES MEMBERS NO. 64-92 RE: SEC ADOPTS CHANGES TO FORM N-2 __________________________________________________________ The Securities and Exchange Commission has adopted amendments to Form N-2 (the...