Board of Governors Content

November 23, 1992 TO: BOARD OF GOVERNORS NO. 83-92 SEC RULES MEMBERS NO. 63-92 UNIT INVESTMENT TRUST MEMBERS NO. 60-92 CLOSED-END FUND MEMBERS NO. 48-92 RE: SEC ADOPTS 1940 ACT EXEMPTION FOR ASSET-BACKED ARRANGEMENTS __________________________________________________________ The...

November 20, 1992 TO: BOARD OF GOVERNORS NO. 82-92 RE: INSTITUTE OFFICE SPACE __________________________________________________________ At the Board’s last meeting in October, as part of the presentation of the Institute’s proposed budget for FY 1992-93, I reported that while the...

November 16, 1992 TO: BOARD OF GOVERNORS NO. 81-92 PENSION MEMBERS NO. 33-92 SEC RULES MEMBERS NO. 62-92 RE: SEC COMMISSIONER ROBERTS SPEAKS TO BANKING COMMUNITY ON RETIREMENT PLANS, OFF-THE-PAGE SALES AND CHINESE WALLS __________________________________________________________ In a...

November 9, 1992 TO: BOARD OF GOVERNORS NO. 80-92 RE: BOARD OF GOVERNOR MEETING, JANUARY 25-27, 1993 __________________________________________________________ The Institute’s next Board of Governors meeting will be held January 25 - 27, 1993 at The Boulders in Carefree, Arizona. The...

November 4, 1992 TO: BOARD OF GOVERNORS NO. 78-92 MEMBERS - ONE PER COMPLEX NO. 38-92 RE: PRESIDENT ANNOUNCES TAX BILL VETO __________________________________________________________ The President today issued a written announcement that he would allow the 10 day period for signing...

October 22, 1992 TO: BOARD OF GOVERNORS NO. 77-92 SEC RULES MEMBERS NO. 49-92 INVESTMENT ADVISER MEMBERS NO. 55-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 43-92 RE: CONGRESS FAILS TO APPROVE INVESTMENT ADVISER LEGISLATION __________________________________________________________...

October 22, 1992 TO: BOARD OF GOVERNORS NO. 76-92 SEC RULES COMMITTEE NO. 81-92 DIRECT MARKETING COMMITTEE NO. 41-92 RE: INSTITUTE’S SUBMISSION TO THE SEC ON "OFF-THE-PAGE SALES" __________________________________________________________ Today the Institute submitted to the SEC staff...

October 16, 1992 TO: BOARD OF GOVERNORS NO. 75-92 RE: Directory of Board Members and Schedule of Meetings for 1993 __________________________________________________________ Enclosed is a list of the Governors for the year beginning October 1. The listing includes each Board member’s...

October 14, 1992 TO: BOARD OF GOVERNORS NO. 74-92 RE: DEPARTMENT OF LABOR ISSUES FINAL REGULATION UNDER ERISA SECTION 404(c) __________________________________________________________ Attached is a copy of the final regulation issued yesterday by the Department of Labor under section...

October 9, 1992 TO: BOARD OF GOVERNORS NO. 73-92 SEC RULES COMMITTEE NO. 75-92 BANK INVESTMENT MANAGEMENT MEMBERS NO. 6-92 RE: FEDERAL RESERVE RELEASE CONCERNING FULL BROKERAGE ACTIVITIES __________________________________________________________ On September 10, 1992, the Federal...