Board of Governors Content

October 1, 1993 TO: BOARD OF GOVERNORS NO. 87-93 SEC RULES COMMITTEE NO. 84-93 STATE LIAISON COMMITTEE NO. 43-93 RE: CHAIRMAN LEVITT CALLS FOR GREATER SELF-SCRUTINY BY FUND INDUSTRY AT NASAA FALL CONFERENCE __________________________________________________________ Securities and...

September 30, 1993 TO: BOARD OF GOVERNORS NO. 86-93 RE: WHITE HOUSE BRIEFING __________________________________________________________ We have been advised that a White House Briefing for the Board of Governor’s can only occur at 5:00pm, Wednesday, October 6. We have also been told...

September 28, 1993 TO: BOARD OF GOVERNORS NO. 85-93 BROKER/DEALER ASSOCIATE MEMBERS NO. 24-93 DIRECT MARKETING COMMITTEE NO. 51-93 INDUSTRY STATISTICS COMMITTEE NO. 14-93 INSTITUTIONAL FUNDS COMMITTEE NO. 13-93 INTERNATIONAL COMMITTEE NO. 18-93 INVESTMENT ADVISERS COMMITTEE NO. 27-93...

September 27, 1993 TO: BOARD OF GOVERNORS NO. 84-93 PENSION MEMBERS NO. 34-93 RE: INSTITUTE TESTIFIES BEFORE ERISA ADVISORY COUNCIL __________________________________________________________ On September 22 and 23, 1993, the Institute presented the attached testimony before two work...

September 22, 1993 TO: BOARD OF GOVERNORS NO. 83-93 CLOSED-END FUND MEMBERS NO. 30-93 COMPLIANCE COMMITTEE NO. 20-93 INVESTMENT ADVISER MEMBERS NO. 48-93 MEMBERS - ONE PER COMPLEX NO. 64-93 SEC RULES MEMBERS NO. 73-93 UNIT INVESTMENT TRUST MEMBERS NO. 35-93 RE: UPDATED DRAFTING GUIDES...

September 20, 1993 TO: BOARD OF GOVERNORS NO. 82-93 RE: SEC CHAIRMAN ARTHUR LEVITT TO ATTEND BOARD DINNER; SENATOR KENT CONRAD (D-ND) AND CHARLES COOK TO SPEAK AT LEGISLATIVE BREAKFAST __________________________________________________________ We are pleased to announce that SEC...

September 17, 1993 TO: BOARD OF GOVERNORS NO. 81-93 RE: TESTIMONY OF FORMER BANK AND SECURITIES REGULATORS ON EXTENSION OF CRA TO MUTUAL FUNDS __________________________________________________________ As we previously reported, in recent months some members of the banking industry...

September 15, 1993 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 22-93 BOARD OF GOVERNORS NO. 79-93 TASK FORCE ON BANK SALES ACTIVITIES RE: OTS GUIDANCE ON THE SALE OF MUTUAL FUNDS AND OTHER UNINSURED PRODUCTS __________________________________________________________ The Office of...

September 15, 1993 TO: BOARD OF GOVERNORS NO. 80-93 RE: REMARKS OF COMPTROLLER OF THE CURRENCY CONCERNING EXTENSION OF CRA TO NONBANKS AND EXPANDED BANK POWERS __________________________________________________________ The Comptroller of the Currency, Eugene Ludwig, recently predicted...

September 3, 1993 TO: BOARD OF GOVERNORS NO. 78-93 DIRECT MARKETING COMMITTEE NO. 46-93 MARKETING POLICY COMMITTEE NO. 38-93 MEMBERS - ONE PER COMPLEX NO. 62-93 MEMBERS INTERESTED IN PUBLIC INFORMATION NO. 4-93 PUBLIC INFORMATION COMMITTEE NO. 51-93 RESEARCH COMMITTEE NO. 29-93...