March 18, 1991 TO: STATE LIAISON COMMITTEE NO. 7-91 RE: NOTICE OF MEETING - APRIL 19, 1991 __________________________________________________________ The State Liaison Committee meeting has been scheduled for 10:00 a.m. on Friday, April 19, 1991. The meeting will be held at the...
March 18, 1991 TO: OPERATIONS COMMITTEE NO. 8-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 14-91 RE: 1991 OPERATIONS CONFERENCE - VENDOR EXHIBITION __________________________________________________________ As was mentioned at the Operations Committee meeting on March 9th and the Transfer...
March 15, 1991 TO: BOARD OF GOVERNORS NO. 19-91 MEMBERS - ONE PER COMPLEX NO. 13-91 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of of mutual interest. Donald E. O'Connor Vice President - Operations Enclosure
March 15, 1991 TO: PUBLIC INFORMATION COMMITTEE NO. 9-91 RE: Minutes of January 18, 1991 __________________________________________________________ The following minutes are forwarded for your review. For your scheduling purposes, the ad hoc subcommittees will meet at 8:00 a.m. on...
March 14, 1991 TO: PENSION MEMBERS NO. 14-91 INVESTMENT ADVISER MEMBERS NO. 12-91 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 13-91 RE: PENSION PLAN CONSULTANT NOT LIABLE AS FIDUCIARY __________________________________________________________ The U.S. Court of Appeals for the Seventh...
March 14, 1991 TO: PENSION MEMBERS NO. 13-91 RE: IRS DEFINES COMPENSATION FOR IRA PURPOSES __________________________________________________________ Attached is Revenue Procedure 91-18 which the Internal Revenue Service released for the purpose of providing guidance regarding the...
- 1 - March 13, 1991 TO: MEMBERS - ONE PER COMPLEX NO. 12-91 PENSION MEMBERS NO. 10-91 RE: BENTSEN-ROTH IRA BILL INTRODUCED __________________________________________________________ Yesterday Senators Bentsen and Roth introduced S. 612, the Savings and Investment Incentive Act of...
March 13, 1991 TO: PENSION COMMITTEE NO. 8-91 RE: DEPARTMENT OF LABOR REPROPOSES ERISA 404(c) REGULATION __________________________________________________________ Attached is a copy of the Department of Labor's reproposed regulation under ERISA Section 404(c). ERISA Section 404(c)...
March 13, 1991 TO: AUDIT COMMITTEE NO. 1-91 RE: Fiscal Year 1990 Audit Report and Management Letter __________________________________________________________ Enclosed is the independent audit report prepared by Deloitte and Touche on the Institute’s 1990 fiscal year. Also enclosed is...
March 13, 1991 TO: BOARD OF GOVERNORS NO. 18-91 RE: NOTICE OF MEETING - WEDNESDAY, MAY 22, 1991 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Wednesday, May 22, 1991, commencing at 11:00 am in Salon A located on...
March 13, 1991 TO: PENSION MEMBERS NO. 12-91 RE: REVISED PUBLICATION 590 __________________________________________________________ Attached is a copy of IRS Publication 590, Individual Retirement Arrangements (IRAs), for use in preparing 1990 returns. Publication 590 begins with a...
March 13, 1991 TO: INDUSTRY STATISTICS COMMITTEE NO. 2-91 RE: MARCH 27TH MEETING ______________________ 2. _____________________________ Name of Organization Address Telephone ( ) City/State/Zip FAX TO: Abby Fisher Investment Company Institute (202) 293-7016 COMMITTEE ON INDUSTRY...
March 13, 1991 TO: PENSION MEMBERS NO. 11-91 INVESTMENT ADVISER MEMBERS NO. 11-91 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 12-91 RE: DEPARTMENT OF LABOR REPROPOSES ERISA 404(c) REGULATION __________________________________________________________ Attached is a copy of the Department...
March 12, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 9-91 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGEMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of February 28...
March 12, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 8-91 RE: MUTUAL FUNDS STATUS REPORT FOR MONTH ENDING FEBRUARY, 1991 __________________________________________________________ Attached is a copy of the Mutual Funds Status Report for the month ending February, 1991. We will...
March 12, 1991 TO: MARKETING COMMITTEE NO. 11-91 RE: ICI INDUSTRY RESEARCH PROGRAM FOR FY 1992 Each year the ICI’s Research Committee develops a number of possible research projects of interest to the majority of ICI members...
March 12, 1991 TO: TAX MEMBERS NO. 9-91 OPERATIONS MEMBERS NO. 9-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 13-91 RE: REVISED FORM W-8 (CERTIFICATE OF FOREIGN STATUS) __________________________________________________________ The IRS has issued a revised version of Form W-8, Certificate...
March 12, 1991 TO: SEC RULES MEMBERS NO. 21-91 STATE SECURITIES MEMBERS NO. 13-91 UNIT INVESTMENT TRUST MEMBERS NO. 12-91 RE: COURT RULES AGAINST FUNDS FOR VIOLATIONS OF SECURITIES LAWS RESULTING FROM FAILURE TO REGISTER UNDER STATE BLUE SKY LAWS ______________________________________...
March 12, 1991 TO: SEC RULES COMMITTEE NO. 16-91 RE: NOTICE OF MEETING, APRIL 16, 1991 __________________________________________________________ The SEC Rules Committee meeting has been scheduled for Tuesday, April 16, 1991 at the Madison Hotel, 1177 15th Street, N.W., Washington, DC...
March 12, 1991 TO: BOARD OF GOVERNORS NO. 17-91 MEMBERS - ONE PER COMPLEX NO. 11-91 DIRECT MARKETING COMMITTEE NO. 8-91 MARKETING COMMITTEE NO. 10-91 PUBLIC INFORMATION COMMITTEE NO. 8-91 RESEARCH COMMITTEE NO. 7-91 SALES FORCE MARKETING COMMITTEE NO. 8-91 SHAREHOLDER COMMUNICATIONS...
March 11, 1991 TO: SEC RULES MEMBERS NO. 20-91 MEMBERS - ONE PER COMPLEX NO. 10-91 SMALL FUNDS MEMBERS NO. 2-91 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 8-91 ACCOUNTING/TREASURERS MEMBERS NO. 9-91 RE: INSTITUTE CONFERENCE ON MONEY MARKET FUND REGULATION - REMINDER _____________________...
March 11, 1991 TO: INVESTMENT ADVISERS COMMITTEE NO. 8-91 RE: NOTICE OF MEETING, APRIL 16, 1991 __________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for 1:30 p.m. on Tuesday, April 16, 1991 at the Madison Hotel...
March 11, 1991 TO: MARKETING COMMITTEE NO. 9-91 RE: MARKETING COMMITTEE AGENDA __________________________________________________________ The agenda for our meeting on March 19 at the Institute has been revised as follows: 1. Review of the budget and personnel resources allocated to...
