April 1, 1991 TO: DIRECT MARKETING COMMITTEE NO. 10-91 RE: Agenda for Upcoming Meeting; Date of Next Subcommittee Meetings __________________________________________________________ The next meetings of the Direct Marketing Committee's subcommittee discussion groups will be held...
-1- March 28, 1991 TO: BOARD OF GOVERNORS NO. 20-91 MEMBERS - ONE PER COMPLEX NO. 15-91 RE: ADMINISTRATION BILL ON FINANCIAL SERVICES RESTRUCTURING __________________________________________________________ The Bush Administration has released its bill to reform the deposit insurance...
March 28, 1991 TO: INVESTMENT ISSUES COMMITTEE NO. 1-91 RE: NOTICE OF MEETING - WEDNESDAY, MAY 22, 1991 __________________________________________________________ A meeting of the Investment Issues Committee has been scheduled for Wednesday, May 22, 1991, commencing with a working...
March 28, 1991 TO: BOARD OF GOVERNORS NO. 21-91 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 7-91 SEC RULES COMMITTEE NO. 18-91 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 9-91 RE: INSTITUTE LETTER TO SEC STAFF ON TAX-EXEMPT MONEY MARKET FUND PROPOSALS ______________________________________...
March 28, 1991 TO: INTERNATIONAL COMMITTEE NO. 3-91 RE: AGENDA - INTERNATIONAL COMMITTEE MEETING __________________________________________________________ Attached is the agenda for the International Committee meeting scheduled for Tuesday, April 9, at 2:00 p.m. in the Institute's...
March 28, 1991 TO: STATE LIAISON COMMITTEE NO. 10-91 RE: DRAFT AGENDA FOR APRIL MEETING __________________________________________________________ Attached is a draft agenda for the State Liaison Committee meeting to be held Friday, April 19, 1991, 10:00 a.m. at the Capital Hilton...
March 27, 1991 TO: SEC RULES MEMBERS NO. 22-91 RE: COURT OF APPEALS AFFIRMS JUDGMENT IN KALISH v. FRANKLIN ADVISERS, INC. __________________________________________________________ The U.S. Court of Appeals for the Second Circuit has affirmed the decision of the District Court in the...
March 27, 1991 TO: CONTRACTUAL PLANS COMMITTEE NO. 4-91 RE: NOTICE OF MEETING - MAY 22, 1991 __________________________________________________________ This is to advise you that there will be a Contractual Plans Committee meeting at the Ramada Renaissance Techworld Hotel located at...
March 25, 1991 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 5-91 RE: DEPOSITORY TRUST COMPANY'S INTERNATIONAL INSTITUTIONAL DELIVERY SYSTEM __________________________________________________________ As you know, in the early 1980's the Institute assisted Depository Trust Company ("DTC") in...
March 22, 1991 TO: CLOSED-END FUND COMMITTEE NO. 5-91 RE: NOTICE OF MEETING, APRIL 24, 1991 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Wednesday, April 24, 1991 in the conference room at...
March 22, 1991 TO: SMALL FUNDS MEMBERS NO. 4-91 RE: NOTICE OF COMMITTEE MEETING - MAY 22, 1991 __________________________________________________________ This is to inform you that a Small Fund* Committee Meeting has been scheduled for Wednesday, May 22, 1991 from 9:30 a.m. until...
March 22, 1991 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 12-91 RE: NOTICE OF MEETING, APRIL 23, 1991 __________________________________________________________ A meeting of the Unit Investment Trust Committee has been scheduled for Tuesday, April 23, 1991 at 10:00 a.m. in the conference...
March 22, 1991 TO: COMPLIANCE COMMITTEE NO. 3-91 RE: SAMPLE WRITTEN SUPERVISORY PROCEDURES __________________________________________________________ As we mentioned at the last Compliance Committee meeting, we are distributing copies of sample written supervisory procedures, which...
March 21, 1991 TO: TAX COMMITTEE NO. 6-91 OPERATIONS COMMITTEE NO. 9-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 15-91 RE: IRS ANNOUNCES ELECTRONIC TAX FILING NATIONAL CONFERENCES AND EXHIBITIONS __________________________________________________________ In the attached notice, the IRS...
March 21, 1991 TO: INDUSTRY STATISTICS COMMITTEE NO. 3-91 RE: ICDI LETTER TO MEMBERS @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Attached is a copy of a letter sent by ICDI, Inc. to a number of member complexes. Some of you may have been addressees of this or a similar...
March 21, 1991 TO: STATE LIAISON COMMITTEE NO. 9-91 UNIT INVESTMENT TRUST COMMITTEE NO. 11-91 RE: INSTITUTE TESTIFIES BEFORE VERMONT LEGISLATIVE COMMITTEE FOR BLUE CHIP EXEMPTION __________________________________________________________ The Institute recently testified before the...
March 20, 1991 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 4-91 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING AGENDA - MARCH 26, 1991 __________________________________________________________ Attached is the agenda for the Accounting/Treasurers Committee and the Independent...
March 20, 1991 TO: UNIT INVESTMENT TRUST MEMBERS NO. 13-91 RE: UTAH AMENDS MANUAL EXEMPTION PROVISION __________________________________________________________ Senate Bill 147 was recently passed by the Utah State Legislature which amends, among other items, the provision for the...
March 20, 1991 TO: MARKETING COMMITTEE NO. 13-91 RE: FUTURE MARKETING COMMITTEE MEETING DATES __________________________________________________________ The Marketing Committee will meet at the Institute at 10:00 am on Tuesday, June 25, 1991 and at 10:00 am on Wednesday, September 4...
March 20, 1991 TO: SMALL FUNDS MEMBERS NO. 3-91 RE: COURT RULES AGAINST FUNDS FOR VIOLATIONS OF SECURITIES LAWS RESULTING FROM FAILURE TO REGISTER UNDER STATE BLUE SKY LAWS __________________________________________________________ The U.S. District Court for the District of Columbia...
- 1 - April 1, 1991 TO: INVESTMENT ADVISER MEMBERS NO. 13-91 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 14-91 PENSION MEMBERS NO. 15-91 MEMBERS - ONE PER COMPLEX NO. 14-91 RE: INSTITUTE'S 1991 INVESTMENT ADVISERS CONFERENCE __________________________________________________________ The...
March 20, 1991 TO: CONTRACTUAL PLANS COMMITTEE NO. 3-91 RE: 1990 CONTRACTUAL PLANS STATISTICS __________________________________________________________ As you know, each year the Institute collects contractual plans sales and redemption statistics in order that we can compile the...
March 20, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 10-91 RE: NOTICE OF MEETING - JUNE 13, 1991 __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee starting at 8:30 a.m. on Thursday...
March 19, 1991 TO: INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 3-91 RE: NOTICE OF ONE AND ONE-HALF DAY MEETING - JUNE 6-7, 1991 __________________________________________________________ This is to advise you of a one and one-half day meeting of the INSURANCE BROKER-DEALER ADVISORY...
March 19, 1991 TO: MARKETING COMMITTEE NO. 12-91 DIRECT MARKETING COMMITTEE NO. 9-91 PUBLIC INFORMATION COMMITTEE NO. 10-91 SALES FORCE MARKETING COMMITTEE NO. 9-91 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 7-91 RE: APRIL COMMITTEE MEETING SCHEDULE _____________________________________...
