[31746] May 6, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs) Fund Governance Portfolio Oversight Variable Insurance Products RE: IDC Files Comment Letter on SEC's Fund of Funds Arrangements Proposal IDC filed the attached...
[31745] May 6, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global Operations Trading and Markets RE: HK SFC Joint Consultation Paper on a Revised Operational Model for...
[31744] May 2, 2019 TO: Equity Markets Advisory Committee RE: SEC Delays Compliance Date For Certain Order Handling Disclosure Rules Last fall, the Securities and Exchange Commission (SEC) amended its order handling disclosure rules to provide more meaningful information to market...
[31743] May 2, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: ERISA Advisory Council Releases 2018 Reports to the Department of Labor The 2018 Advisory Council on Employee Welfare and Pension Benefit Plans, commonly known as the...
[31742] May 1, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Parliament and Council Adopt Legislation to Amend EMIR The European Parliament and Council...
[31739] April 30, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS and Treasury Invite Comments on 2019-2020 Priority Guidance Plan In Notice 2019-30, [1] the IRS and Treasury Department invite public comment on recommendations for...
[31740] April 30, 2019 TO: ICI Global Members Global ESG Task Force ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Disclosure RE: Hong Kong SFC Guidance on ESG-Labeled Funds and Survey on ESG Integration The Hong Kong Securities and Futures Commission (SFC)...
[31733] April 29, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee - Save the Date - July 18 & 19, 2019 The next meeting of ICI’s Technology Committee will take place on Thursday, July 18 and Friday July 19, 2019 at Ariel...
[31737] April 29, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Member Call on May 9 to Discuss TMPG Proposed Best Practices In July, the Treasury Market...
[31734] April 29, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save the Date - July 17, 2019 The next meeting of ICI’s Chief Information Security Officer Advisory Committee will take...
[31736] April 26, 2019 TO: Global ESG Task Force RE: Final Agenda for ESG Task Force Call on 25 April For your reference, attached is the final agenda from our call last week. I will be following up shortly with more details on some of the items discussed on the call. Linda M. French...
[31735] April 26, 2019 TO: ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee RE: Recording of Webinar on OECD's Global Retirement Savings Reports Now Available A recording is now available of the...
[31729] April 25, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in Charlotte on Thursday, June 13 You are invited to attend the next IDC Directors Chapter Meeting in Charlotte: When Thursday, June 13Time: 10:00 a.m. – 2:00 p.m. (ET...
[31731] April 25, 2019 TO: Registered Fund CPO Advisory Committee RE: May 6 Call of Registered Fund CPO Advisory Committee - Please RSVP ICI will hold a conference call of the Registered Fund CPO Advisory Committee on Monday, May 6th, from 12-1:30 pm ET . We are pleased to have as our...
[31732] April 25, 2019 TO: Bank, Trust and Retirement Advisory Committee RE: Registration Open - Bank, Trust and Retirement Advisory Committee Meeting - June 5-6, 2019 The next Bank, Trust and Retirement Advisory Committee (BTRAC) meeting will take place on Wednesday, June 5, 2019...
[31730] April 25, 2019 TO: Tax Committee RE: For Your Review: ICI Letter on Florida Sales Tax on Services Attached for your review is a draft opposition letter to Florida’s proposed sales tax on services. HB 1377 would impose a 6% sales tax on each sale of service performed wholly...
[31728] April 24, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: IRS Issues Corrections to Section 851 Final Regulations The Treasury Department and the Internal Revenue Service (IRS) have issued corrections to the final regulations under section 851 released in March. [1] First...
[31726] April 23, 2019 TO: SEC Rules Committee RE: 2019 Schedule of Remaining SEC Rules Committee Meetings As we approach mid-year 2019, we wanted to provide you with the remaining dates for this year’s SEC Rules Committee meetings. Please register for the summer meeting via the...
[31727] April 23, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Fixed-Income Advisory Committee RE: FINRA Requests Comment on a Proposed Pilot Program to Study Changes to Corporate Bond Dissemination Rules The Financial Industry Regulatory Authority...
[31722] April 22, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: ICI Comment Letter: IL Financial Transaction Tax Act The Institute filed the attached comment letter on Illinois’ proposed Financial Transaction Tax Act (HB0023) . The proposal would impose a tax at rate of $1 for...
[31723] April 22, 2019 TO: ICI Members Global ESG Task ForceICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: White House Issues Executive Order Affecting DOL's ESG Investing, Proxy Voting Guidance On April 10, 2019...
[31721] April 18, 2019 TO: Global ESG Task Force RE: ESG Task Force Call on Thursday, 25 April We will have our next call on Thursday, 25 April from 11-12 p.m. EST (4-5 p.m. GMT) to discuss various ESG-related global policy developments and next steps. ESMA is scheduled to provide...
[31718] April 17, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for April Tax Committee Call -- Wednesday, April 24 at 11:00 AM ET The next Tax Committee monthly conference call will be held on Wednesday, April 24, 2019 at 11:00 a.m....
