[31691] April 2, 2019 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: Save the Date-Meetings of the ICI Global Trading and Markets Committee and the Derivatives Markets Advisory Committee Scheduled for May 15 The ICI Global Trading and Markets...
[31695] April 2, 2019 TO: ICI Members Closed-End Investment Company Committee SUBJECTS: Closed-End Funds Compliance Disclosure RE: SEC Proposes Amendments to Closed-End Fund Offering and Reporting Requirements; Member Call Scheduled for Tuesday, April 16 at 2 pm (Eastern) The...
[31692] April 1, 2019 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Register for the ICI/EFAMA Meeting and Dinner; Preliminary Agenda Attached If you have not yet done so, please register at your earliest convenience for this year’s annual joint...
[31690] April 1, 2019 TO: Bank-Affiliated Member Advisory Committee RE: Save the Dates: Bank-Affiliated Member Committee Meetings for Remainder of 2019 ICI currently plans to host in-person meetings of the Bank-Affiliated Member Advisory Committee on the following dates: Thursday...
[31686] March 29, 2019 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee RE: ESMA Statement on the Impact of Brexit on the MiFIR Share Trading Obligation The European Securities and Markets Authority (ESMA) recently issued a statement outlining the approach...
[31687] March 29, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in Philadelphia on Thursday, May 16, 2019 You are invited to attend the next IDC Directors Chapter meeting in Philadelphia: When: Thursday, May 1610:00 a.m. – 2:00 p.m...
[31688] March 29, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in Boston on Thursday, May 30 You are invited to attend the next meeting of IDC’s Boston Directors Chapter: When: Thursday, May 3010:00 a.m. – 2:00 p.m. (ET)...
[31683] March 27, 2019 TO: Securities Operations Advisory Committee RE: Registration Now Open: June 19-20, 2019 Securities Operations Advisory Committee Meeting The next meeting of the Securities Operations Advisory Committee will be held on Wednesday, June 19 from 1:00 p.m. to 5:00 p...
[31681] March 27, 2019 TO: International Operations Advisory Committee RE: Registration Now Open: May 21, 2019 - International Operations Advisory Committee Meeting The Investment Company Institute’s International Operations Advisory Committee will meet on Tuesday, May 21, 2019, in...
[31637] March 27, 2019 TO: Municipal Securities Advisory Committee RE: Date Change - May 23 Municipal Securities Advisory Committee Meeting The next meeting of the Municipal Securities Advisory Committee has been rescheduled for Thursday, May 23, 2019, at the offices of the Investment...
[31684] March 27, 2019 TO: ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee RE: Webinar on OECD's Global Retirement Savings Reports - 9 April, 11:00 a.m. EST The Global Retirement Savings Committee is...
[31680] March 27, 2019 TO: ICI Members Tax Committee SUBJECTS: State Issues Tax RE: ICI Opposition Letter - NY Stock Transfer Tax Proposal The ICI submitted the attached letter opposing proposals (also attached) to reduce the stocker transfer sales tax rebate from 100 percent to 60...
[31682] March 27, 2019 TO: Tax Advisory Committee Tax Committee RE: For Your Review: DRAFT comments to IRS Form 8613 The IRS has requested comments concerning Internal Revenue Service (IRS) Form 8613 “Return of Excise Tax on Undistributed Income of Regulated Investment Companies.” [1]...
[31679] March 26, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, April 15, 2019 The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee...
[31677] March 25, 2019 TO: SEC Rules Committee RE: Reminder - SEC Rules Committee Meeting April 3; Draft Agenda Attached We look forward to your participation at our SEC Rules Committee meeting next week on Wednesday, April 3, 2019. We are very pleased that SEC Commissioner Hester...
[31676] March 25, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Systemic Risk RE: FSOC Proposal to Reform Nonbank SIFI Designation Process and Related ICI Congressional Testimony Over the past several months, the Financial Stability Oversight Council (FSOC) has been...
[31661] March 21, 2019 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee International Operations Advisory Committee Operations Committee Series Trust Advisory Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS...
[31674] March 21, 2019 TO: AML Compliance Working Group Transfer Agent Advisory Committee RE: Survey on Information Sharing under Section 314(b) of the USA PATRIOT Act Section 314(b) of the USA PATRIOT Act provides financial institutions (including mutual funds) with the ability to...
[31673] March 21, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Disclosure Fund Accounting & Financial Reporting RE: ICI Files Comment Letter on SEC Public Company Reporting Regime Last December, the Securities and Exchange Commission requested public comment on the...
[31672] March 21, 2019 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Register for the ICI/EFAMA Meeting and Dinner on April 30 and GMM on May 1-3 We encourage you to register at your earliest convenience for this year’s annual joint meeting of ICI and...
[31670] March 20, 2019 TO: Broker/Dealer Advisory Committee RE: Registration Open - Broker Dealer Advisory Committee Meeting - April 24-25, 2019 The Investment Company Institute’s Broker Dealer Advisory Committee will meet on Wednesday, April 24, 2019 from 9:00 a.m. ET to 5:00 p.m. ET...
[31671] March 20, 2019 TO: ICI Global Investing Subcommittee ICI Global Pacific Chapter ICI Global Regulated Funds Committee RE: Save the Date: Inaugural Hong Kong Meeting of the Regulated Funds Committee on 21 May The inaugural Hong Kong meeting of the ICI Global Regulated Funds...
[31669] March 20, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: ICI Submits Opposition Letter to Wall Street Tax Act (FTT) On March 5, 2019, Senators Chris Van Hollen (D-Md.) and Brian Schatz (D-Hawaii) and Representative Peter DeFazio (D-Ore.) introduced the Wall Street Tax...
