[31612] February 14, 2019 TO: Chief Risk Officer Committee RE: May 8 Chief Risk Officer Committee Meeting in Chicago The spring meeting of ICI’s Chief Risk Officer Committee will be held on Wednesday, May 8 from 9:00 a.m. – 3:00 p.m. [Central] in Chicago. Garett Childs of Jackson...
[31610] February 13, 2019 TO: ICI Global Tax Committee Tax Committee RE: For Your Review: Korea - Proposed OIV Tax Regime - US RIC Industry Ruling Request - DRAFT The attached draft letter, for your review, requests two rulings from Korea about the treatment of US regulated investment...
[31607] February 12, 2019 TO: Research Committee RE: Save the Date - ICI Research Committee Meeting: April 11, 2019 Mark Your Calendar - Next Research Committee Meeting – April 11, 2019 The ICI Research Committee will next meet on Thursday, April 11, 2019 at ICI’s offices: 1401 H...
[31608] February 12, 2019 TO: ICI Members Tax Committee Variable Insurance Products Advisory Committee SUBJECTS: Tax RE: ICI-SIFMA Letter to Treasury and IRS Requesting Additional Guidance on Single Security Initiative and Section 817(h) The Institute and the Securities Industry and...
[31609] February 12, 2019 TO: Internal Audit Committee RE: April 17 Internal Audit Committee Meeting in Boston The spring meeting of the Internal Audit Committee has been scheduled for Wednesday, April 17. The meeting will be held at the offices of Fidelity Investments, located at 245...
[31605] February 11, 2019 TO: Global ESG Task Force ICI Global Regulated Funds Committee RE: Draft Response to ESMA Consultation on ESG Integration Under the UCITS Directive and AIFMD Attached for your review is a draft response to ESMA’s consultation paper on draft technical advice...
[31606] February 11, 2019 TO: Global ESG Task Force RE: US Senate Letter to Asset Managers on ESG Investment Policies We wanted to flag for you a letter that a group of eight senators sent to a number of US asset managers last week. [1] The letter asks firms about how they are...
[31604] February 8, 2019 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: Draft Letter on UK Venue Recognition in Brexit: Response Requested by February 11 at Noon ICI Global is considering whether to join the attached draft letter on the...
[31603] February 7, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in Naples, FL on Wednesday, March 20, 2019 You are invited to attend the next IDC Directors Chapter meeting in Naples: When: Wednesday, March 2010:00 am to 2:00 pm...
[31602] February 7, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee RE: European Commission Initiates Consultation Regarding Liquidity and the Euro in FX Markets The European...
[31601] February 6, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in New York on Wednesday, March 27, 2019 You are invited to attend the next IDC Directors Chapter Meeting in New York: When: Wednesday, March 2710:00 a.m. – 2:00 p.m...
[31600] February 6, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in Denver on Wednesday, March 27, 2019 You are invited to attend the next IDC Directors Chapter Meeting in Denver: When: Wednesday, March 2710:00 a.m. – 2:00 p.m....
[31598] February 5, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: ICI Submits Written Testimony on Hawaiian REIT Proposal A Hawaiian proposal to require that real estate investment trusts (REITs) file returns reporting their shareholders' pro rata shares of net income and net...
[31596] February 5, 2019 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: CFTC Extends Comment Deadline for SEF-Related Rulemakings - Member Call on February 19 The Commodity Futures Trading Commission has extended the comment deadline for two of...
[31599] February 5, 2019 TO: SEC Rules Committee RE: Member Input Requested to Inform ICI Comments on SEC Public Company Reporting Regime; Conference Call on February 21 In December, the Securities and Exchange Commission issued a request for public comment on the content and...
[31593] February 4, 2019 TO: ICI Global Regulated Funds Committee RE: Meeting Materials for ICI Global Regulated Funds Committee Meeting on 6 February Please see the following link to the electronic materials (including the agenda) for the next meeting of the ICI Global Regulated...
[31592] February 4, 2019 TO: Accounting/Treasurers Committee RE: Draft Letter to PCAOB Recommending Changes to Multi-Fund Audit Options Recently effective requirements in AS 3101, The Auditor’s Report on an Audit of Financial Statements When the Auditor Expresses an Unqualified...
[31595] February 4, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: ICI Files Comment Letter on IOSCO Leverage...
[31586] February 1, 2019 TO: ICI Members SUBJECTS: State Issues RE: Alaska's Interest in Mandating Electronic Notice Filings A member of the Institute recently brought to my attention a communication sent to mutual fund filers in December 2018 by Tom Stevens, a Financial Registration...
[31588] February 1, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FSB Discussion Paper on CCP Resolution - ICI Global Comment Letter On 1 February 2019, ICI Global filed a comment letter with the...
[31589] February 1, 2019 TO: ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA and EU Securities Regulators Agree No-Deal Brexit MoUs with the UK FCA On 1 February 2019...
[31587] February 1, 2019 TO: Series Trust Advisory Committee RE: Registration Now Open: Series Trust Advisory Committee Meeting - April 30, 2019 The next meeting of the Investment Company Institute’s Series Trust Advisory Committee will be held on Tuesday, April 30 from 9:30 AM-11:45...
[31591] February 1, 2019 TO: Small Funds Committee RE: Registration Now Open: Small Funds Committee Meeting - April 30- May 1, 2019 The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Tuesday, April 30 from 1:00 p.m. to 5:00 p.m. ET and on...
