[31663] March 18, 2019 TO: Securities Operations Advisory Committee RE: Mark Your Calendars - Updated 2019 SOAC Meetings Please mark your calendar with the following Securities Operations Advisory Committee meetings scheduled for the remainder of 2019: June 19-20, 2019 ICI -...
[31668] March 18, 2019 TO: ICI Members Tax Advisory Committee Tax Committee SUBJECTS: Tax RE: IRS Issues Final Regulations Under Section 851 on Investments in CFCs and PFICs The Internal Revenue Service (IRS) and the Treasury Department have released final regulations (attached) under...
[31667] March 18, 2019 TO: SEC Rules Committee RE: Draft ICI Letter on SEC Public Company Reporting Regime; Your Comments Due by March 20 As we previously informed you, the Securities and Exchange Commission has requested public comment on the content and frequency of earnings...
[31660] March 15, 2019 TO: Equity Markets Advisory Committee RE: SEC Outlines Equity Market Structure Priorities for 2019 SEC Chairman Jay Clayton and Brett Redfearn, Director of the Division of Trading and Markets, addressed the SEC’s equity market structure agenda in a speech on...
[31658] March 15, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - March 26 & 27, 2019 The next meeting of ICI’s Technology Committee will take place on Tuesday & Wednesday, March 26 & 27, 2019 at Dodge & Cox, 555...
[31657] March 15, 2019 TO: ICI MembersICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee Pension Committee Pension Operations Advisory Committee SUBJECTS: International/Global Pension RE: Australia's Productivity...
[31659] March 15, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Governance Intermediary Oversight Investment Advisers Operations Transfer Agency RE: ICI Submits Comment Letter to SEC on Proxy Voting In 2018, proxy voting policy matters took on...
[31656] March 15, 2019 TO: Closed-End Investment Company Committee RE: Closed-End Investment Company Committee Call to Discuss SEC's Fund of Funds Rulemaking - Tuesday, March 26 at 2 pm (Eastern) The Securities and Exchange Commission recently proposed a new rule and related...
[31654] March 14, 2019 TO: Diversity and Inclusion Working Group RE: Diversity and Inclusion Working Group Call -- Tuesday, April 9 at 2:00 PM ET The next call of the Diversity and Inclusion Working Group will be held on Tuesday, April 9, 2019, at 2:00 p.m. (Eastern). Ruth Tadesse...
[31651] March 14, 2019 TO: Research Committee RE: Updated Agenda - ICI Research Committee Meeting: April 11, 2019 The ICI Research Committee will next meet on Thursday, April 11, 2019 at ICI’s offices: 1401 H Street, NW, Washington, DC. The meeting will be held from 10:00 am through 3...
[31655] March 14, 2019 TO: ETF Advisory Committee RE: Mark Your Calendar - June 5 ETF Advisory Committee Meeting and June 4 Dinner The first meeting of the ETF Advisory Committee has been scheduled for Wednesday, June 5 in Washington, DC. The meeting will begin at 9:00 a.m. and...
[31649] March 13, 2019 TO: ICI Members ICI Global Members Chief Risk Officer Committee ICI Global Brexit Task Force Securities Operations Advisory Committee SUBJECTS: International/Global RE: Brexit: A Summary of Key Technical Publications Over the last few months, the UK and EU...
[31647] March 13, 2019 TO: ETF (Exchange-Traded Funds) Committee RE: Mark Your Calendar - June 4 ETF Committee Meeting and Dinner and June 5 ETF Advisory Committee Meeting in DC The next meeting of the ETF Committee has been scheduled for Tuesday, June 4, 2019 in Washington, DC. The...
[31650] March 13, 2019 TO: ICI Global Brexit Task Force RE: ICI Global Brexit Task Force Conference Call - Tuesday 26 March at 3pm GMT/11am ET The next conference call of ICI Global’s Brexit Task Force will be held on Tuesday 26 March 2019 at 3pm GMT/11am ET. Dial in details for the...
[31648] March 13, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for March Tax Committee Call -- Tuesday, March 19 at 11:00 AM ET The next Tax Committee monthly conference call will be held on Tuesday, March 19, 2019, at 11:00 a.m....
[31646] March 12, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives RE: ICI Files Letter on CFTC Proposal Regarding Swap Execution Facilities and the Trade Execution Requirement ICI recently...
[31643] March 12, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: ICI Submits Opposition Letter to NY Carried Interest Proposal A New York proposal would impose a 19 percent surtax on income for investment management services that are provided to a partnership, S-corporation, or...
[31645] March 12, 2019 TO: Chief Information Security Officer Advisory Committee ICI Global Information Security Officer Committee Technology Committee RE: Information Security Officer Committee - London Meeting - Agenda Highlights - London, April 4, 2019 The next meeting of ICI...
[31644] March 12, 2019 TO: SEC Rules Committee RE: April 3 - Rescheduled Date for SEC Rules Committee Meeting As you know, the February meeting of the SEC Rules Committee was canceled due to a winter storm in Washington, DC. That meeting has been rescheduled for Wednesday, April 3rd...
[31642] March 6, 2019 TO: Bank-Affiliated Member Advisory Committee RE: Draft Agenda for March 28 Bank-Affiliated Member Advisory Committee Meeting As we previously informed you, ICI will host an in-person meeting of the Bank-Affiliated Member Advisory Committee on Thursday, March 28...
[31639] March 5, 2019 TO: Advertising Compliance Advisory Committee RE: Agenda for ICI Advertising Compliance Advisory Committee Call on March 6 (2:00 pm ET) The ICI Advertising Compliance Advisory Committee will have its next quarterly conference call on Wednesday, March 6, from 2:00...
[31638] March 5, 2019 TO: ICI Members SUBJECTS: Compliance Fees and Expenses Fund Accounting & Financial Reporting Intermediary Oversight Operations Transfer Agency RE: Action Required - Register to Participate in 2019 ICI Mutual Fund Transfer Agents Trends & Billings Practices Survey...
[31641] March 5, 2019 TO: ICI Global Atlantic Chapter ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA Report on the Performance and Costs of EU Retail Investment Products On 10 January 2019, the...
