[31797] June 10, 2019 TO: ICI Members Tax Committee SUBJECTS: FATCA Tax RE: ICI Submits Recommendations for 2019-2020 Treasury/IRS Priority Guidance Plan The Institute submitted the attached letter, requesting that the Treasury Department and Internal Revenue Service (IRS) include...
[31794] June 10, 2019 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Fund Accounting & Financial Reporting RE: ICI Files Comment Letter on SEC's Closed-End Fund Offering Reform Proposal Earlier today, ICI filed a comment letter on the Securities and Exchange...
[31795] June 10, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: ICI Recommendations for 2019-2020 Treasury/IRS Priority Guidance Plan--Retirement Plan Items The Institute submitted the attached letter, requesting that the Treasury...
[31798] June 10, 2019 TO: ICI Members ICI Global Members Global ESG Task Force ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI's Response to IOSCO ESG...
[31793] June 10, 2019 TO: Equity Markets Advisory Committee RE: Save the Date - October 2 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 2, 2019. The meeting will be held at the Investment...
[31792] June 7, 2019 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee RE: ESMA Issues Revised Position on MiFIR Share Trading Obligation; FCA Voices Concerns As previously reported, the European Securities and Markets Authority (ESMA) has outlined how the...
[31791] June 6, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Tuesday, June 11, 2019 The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee...
[31790] June 5, 2019 TO: ICI Members Investment Company Directors ICI Global Members Broker/Dealer Advisory Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Compensation/Remuneration...
[31789] June 5, 2019 TO: Broker/Dealer Advisory Committee RE: Registration Now Open - Broker Dealer Advisory Committee Meeting - July 18-19, 2019 The next meeting of the Broker Dealer Advisory Committee will take place on Wednesday, July 17 and Thursday, July 18, 2019 at the offices...
[31788] June 4, 2019 TO: Pension Committee Pension Operations Advisory Committee RE: ICI Draft Recommendations for 2019-2020 Treasury/IRS Priority Guidance Plan -- Retirement Plan Items Notice 2019-30 invites public comment on recommendations for Treasury’s 2019-2020 Priority Guidance...
[31787] June 3, 2019 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Closed-End Funds Distribution Operations...
[31785] May 31, 2019 TO: Tax Committee RE: For Your Review: Recommendations for 2019-2020 Treasury/IRS Priority Guidance Plan - DRAFT Notice 2019-30 invites public comment on recommendations for Treasury’s 2019-2020 Priority Guidance Plan. [1] Many of our recommendations for the 2018...
[31782] May 31, 2019 TO: Transfer Agent Advisory Committee RE: Registration Now Open: July 24-25, 2019 Transfer Agent Advisory Committee Meeting The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, July 24 from 1:00 p.m. to 5:00 p.m. ET and on Thursday...
[31784] May 30, 2019 TO: ICI Members Tax Committee Variable Insurance Products Advisory Committee SUBJECTS: Tax RE: ICI and SIFMA Submit Follow-Up Letter on UMBS and Section 817(h) The ICI and SIFMA have submitted the attached letter regarding the treatment of To-Be-Announced (TBA)...
[31783] May 30, 2019 TO: Management Company Tax Subcommittee Tax Committee RE: Agendas for June 20 and 21 Tax Committee Meetings in Seattle, WA The next meetings of the ICI Tax Committee will be on Thursday, June 20 and Friday, June 21 in Seattle, WA. Russell Investments will host the...
[31780] May 29, 2019 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Municipal Securities Advisory Committee RE: ICI Member Call June 4 to Discuss Member Implementation Efforts on Benchmark Reform Transition Following up...
[31781] May 29, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: ICI Submits Statement for Senate Finance Committee Hearing Record The Institute submitted the attached statement to the US Senate, Committee on Finance, in connection...
[31778] May 28, 2019 TO: SEC Rules Committee RE: Reminder: June 26 Rules Committee Meeting - Draft Agenda Attached The next meeting of the SEC Rules Committee is scheduled for Wednesday, June 26th. We are pleased to announce that our guest speaker will be Brent Fields, Associate...
[31777] May 28, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Joint Trade Group Sends Letter to DOL Regarding E-Delivery Project The Institute, along with seven other trade associations representing plan sponsors and service...
[31776] May 28, 2019 TO: Closed-End Investment Company Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee RE: Draft ICI Comment Letter on SEC's Proposal on Closed-End Fund Offering Reform; Member Comments Requested by Monday, June 3 In March...
[31774] May 24, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: House Passes Bipartisan Retirement Legislation On May 23, 2019, the US House of Representatives approved the Setting Every Community Up for Retirement Enhancement Act of...
[31771] May 23, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee SUBJECTS: Trading and Markets RE: SEC Issues Order Approving Amendment to Limit Up-Limit Down Plan The Securities and Exchange Commission (SEC) recently...
[31772] May 23, 2019 TO: ICI Members ICI Global Members ICI Global Brexit Task Force ICI Global Regulated Funds Committee SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: European Supervisory Authorities Review - Final Agreement Adopted by Parliament In April the...
[31767] May 23, 2019 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Accounting/Treasurers Committee Meeting - June 27 A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled for Thursday...
