[31876] July 30, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: Status Update and GAAP Considerations on India's Proposed Tax Surcharge Increase...
[31875] July 30, 2019 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: ICI Submits Comment Letter on SEC Regulation S-X Fund Merger Proposal On May 3, the Securities and Exchange Commission issued for public comment proposed rule and form amendments designed to...
[31874] July 30, 2019 TO: Broker/Dealer Advisory Committee RE: Mark Your Calendar - 2020 Broker/Dealer Advisory Committee Meeting Schedule The Broker/Dealer Advisory Committee meeting schedule for 2020 has been finalized. Please mark your calendar for the following meeting dates...
[31871] July 29, 2019 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: ICI Submits Comment Letter on FINRA's Proposed Amendments to Rule 2210...
[31873] July 29, 2019 TO: ICI Global Tax Committee Tax Committee RE: For Your Review: Tax Guidance Requested re HR Khan Working Group FPI Regime Recommendations -- DRAFT In March 2018, the Securities and Exchange Board of India (SEBI) constituted a working group under the leadership...
[31870] July 26, 2019 TO: ICI Members Investment Company Directors Chief Compliance Officer Committee Chief Risk Officer Committee SUBJECTS: Compliance Risk Oversight RE: Delaware Supreme Court Upholds Suit Against Directors That Failed to Monitor Corporation's Central Compliance...
[31869] July 26, 2019 TO: ICI Global Brexit Task Force RE: ICI Global Brexit Task Force Conference Call - Monday 23 September at 3 pm BST/10 am ET The next conference call of ICI Global’s Brexit Task Force will be held on Monday 23 September at 3 pm BST/10 am ET. Dial in details for...
[31867] July 25, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global RE: Update on the Opening Up of China's Fund Management Sector On 19 June 2019, ICI Global published...
[31868] July 25, 2019 TO: ICI Members ICI Global Members SUBJECTS: ComplianceInternational/Global RE: Notice of Survey of Foreign Ownership of US Securities as of June 30, 2019 The US Department of the Treasury (Treasury) issued a notice informing the public that it is conducting a...
[31863] July 19, 2019 TO: Internal Sales Managers Roundtable RE: Registration Now Open: October 17-18, 2019 Internal Sales Managers Roundtable Meeting The Investment Company Institute’s Internal Sales Managers Roundtable will meet on Thursday, October 17, from 1:00 to 5:15 pm, and on...
[31864] July 19, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global Tax RE: Industry Coalition Submission on UK Non-Resident Capital Gains Tax ICI Global and eight other collective investment vehicle (CIV) industry associations today submitted the attached...
[31862] July 19, 2019 TO: ICI Global Members SUBJECTS: International/Global RE: ESAs Report on Cross-Border Supervision of Retail Financial Services On July 9, the European Securities and Markets Authority (ESMA), the European Banking Authority (EBA), and the European Insurance and...
[31865] July 19, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global Tax RE: Industry Coalition Submission on Indian Capital Gains Tax Surcharge ICI Global and five other collective investment vehicle (CIV) industry associations submitted the attached coalition...
[31861] July 17, 2019 TO: ICI Members ICI Global Members Bank-Affiliated Member Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee SEC Rules Committee SUBJECTS: Portfolio Oversight Risk Oversight RE: ICI Comment Letter on Federal Reserve Proposal to...
[31859] July 17, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meetings in Philadelphia on Tuesday, October 1 and Washington, DC on Tuesday, October 8 The Independent Directors Council will host chapter meetings for fund directors in...
[31858] July 17, 2019 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: Publication of EU Legislation on the Cross-Border Distribution of Investment Funds As previously advised, [1] on 14 June 2019...
[31857] July 17, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on the Development of Market Data...
[31860] July 17, 2019 TO: ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee RE: Save the Date for Joint Meeting of ICI Global Regulated Funds Committee and Retirement Savings Committee - September 26 On September 26, from 10 a.m. – 1 p.m. US Eastern time / 3...
[31856] July 16, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in Boston on Tuesday, September 24 You are invited to attend the next meeting of IDC’s Boston Directors Chapter: When: Tuesday, September 2410:00 a.m. – 2:00 p.m. (ET)...
[31854] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: ComplianceInternational/Global RE: Recording of ICI Webinar on OFAC Compliance Framework and Cannabis-Related Investments On July 10, 2019, ICI held a webinar addressing two topics that...
[31852] July 15, 2019 TO: International Compliance Advisory Committee RE: Inaugural Meeting of the International Compliance Advisory Committee Set for 29 October from 15:00-18:00 Thank you for your interest in ICI’s newly created International Compliance Advisory Committee! Please...
[31855] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Internal Audit Committee...
[31851] July 12, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global Tax RE: ICI Global Submission to Indian Authorities on Proposed Tax Surcharge Increase The 2019 Indian budget proposals, presented to Parliament by the Finance Minister on July 5, include a...
[31850] July 12, 2019 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee RE: IOSCO Issues Final Report on Liquidity in Corporate Bond Markets Under Stressed Conditions The Board of the International Organization of Securities...
