[31947] September 10, 2019 TO: Security Valuation Operations Committee RE: Registration Now Open - Security Valuation Operations Committee - October 22, 2019 The next meeting of the Security Valuation Operations Committee has been scheduled for Tuesday, October 22, 2019 at the offices...
[31956] September 10, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: SEC Delays Compliance Date for Certain Order Handling Disclosure Rules In November of 2018, the Securities and Exchange Commission (“SEC”) amended its order handling...
[31953] September 10, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save The Date & Hotel Reservations - October 30, 2019 The next meeting of ICI’s Chief Information Security Officer...
[31950] September 9, 2019 TO: Chief Risk Officer Committee SEC Rules Committee Securities Operations Advisory Committee RE: Member Call to Discuss Overstock's Upcoming Digital Preferred Stock Dividend: September 12 (4pm ET) On July 30, Overstock.com, Inc. announced that its board had...
[31951] September 9, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: India: ICI Global Requests Guidance on Enhanced Surcharge Tax ICI Global, in...
[31949] September 6, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: IRS Clarifies Application of Section 451(b) to Original Issue Discount The Internal Revenue Service (IRS) and the Treasury Department have released proposed regulations (attached) regarding the application of...
[31943] September 6, 2019 TO: Closed-End Investment Company Committee RE: Save the Date: Fall Closed-End Investment Company Committee Meeting - November 6, 2019 The fall meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, November 6, 2019. The in...
[31946] September 6, 2019 TO: International Internal Audit Advisory Committee RE: International Internal Audit Advisory Committee Meeting in London on 30 October; Please Register by Friday, 11 October As we previously informed you, the next meeting of ICI’s International Internal...
[31942] September 6, 2019 TO: Diversity and Inclusion Working Group RE: Agenda for the Diversity and Inclusion Working Group Call: Thursday, September 19 at 2:00 PM The next Diversity and Inclusion Working Group conference call will be held Thursday, September 19, 2019. The agenda for...
[31948] September 6, 2019 TO: Broker/Dealer Advisory Committee RE: Registration Now Open - Broker Dealer Advisory Committee Meeting - October 16-17, 2019 The Investment Company Institute’s Broker Dealer Advisory Committee will meet on Wednesday, October 16, 2019 from 9:00 a.m. to 5:00...
[31945] September 6, 2019 TO: Securities Operations Advisory Committee RE: Securities Operations Advisory Committee Registration Now Open: November 6-7, 2019 The next meeting of the Securities Operations Advisory Committee will be held on Wednesday, November 6 from 1:00 p.m. to 5:00 p...
[31944] September 6, 2019 TO: International Compliance Advisory Committee RE: Inaugural Meeting of International Compliance Advisory Committee on 29 October in London; Please RSVP by Friday, 27 September I am pleased to invite members of ICI’s newly created International Compliance...
[31938] September 5, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA CP on the Development of Market Data Prices...
[31939] September 5, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Money Market Funds Portfolio Oversight Risk Oversight Systemic Risk RE: ESMA Issues...
[31940] September 5, 2019 TO: Research Committee RE: Save the Date - ICI Research Committee Meeting: November 14, 2019 MARK YOUR CALENDAR: Next Research Committee Meeting – November 14, 2019 The ICI Research Committee will next meet on Thursday, November 14, 2019 at ICI’s offices...
[31937] September 5, 2019 TO: ICI Members SUBJECTS: Audit and Attest Valuation RE: PCAOB Issues Staff Guidance on Auditing the Fair Value of Financial Instruments The PCAOB issued staff guidance for auditors as they begin to plan and perform audits under two recently adopted audit...
[31936] September 4, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for September Tax Committee Call -- Tuesday, September 10 at 11:00 AM ET The next Tax Committee monthly conference call will be held on Tuesday, September 10, 2019 at 11...
[31930] September 4, 2019 TO: Equity Markets Advisory Committee RE: Draft Agenda and Guest Speakers for October 2 Equity Markets Advisory Committee Meeting The fall meeting of the Equity Markets Advisory Committee has been scheduled for Wednesday, October 2, 2019. The meeting will be...
[31934] September 3, 2019 TO: ETF (Exchange-Traded Funds) Committee RE: Mark Your Calendar - December 4 ETF Committee Meeting and December 5 ETF Advisory Committee Meeting The next meeting of the ETF Committee has been scheduled for Wednesday, December 4, 2019 in New York. The meeting...
[31932] September 3, 2019 TO: Municipal Securities Advisory Committee RE: November 12 Municipal Securities Advisory Committee Meeting The next meeting of the Municipal Securities Advisory Committee will be held on Tuesday, November 12, 2019, at the offices of the Investment Company...
[31935] September 3, 2019 TO: ETF Advisory Committee RE: Mark Your Calendar - December 5 ETF Advisory Committee Meeting The next meeting of the ETF Advisory Committee has been scheduled for Thursday, December 5 in New York. The meeting will begin at 9:00 a.m. and conclude no later...
[31933] September 3, 2019 TO: ETF (Exchange-Traded Funds) Committee ICI Global Exchange Traded Funds Committee RE: Reminder - 3 October ICI Global ETF Committee Meeting in London The next meeting of the ICI Global ETF Committee has been scheduled for Thursday, 3 October 2019, at the...
[31927] August 30, 2019 TO: ICI Global Brexit Task Force RE: ICI Global Brexit Task Force Conference Call - Monday 23 September at 3pm BST/10am ET As previously advised, the next ICI Global Brexit Task Force Conference Call will be held on Monday 23 September at 3 pm BST/10 am ET...
