[32033] November 4, 2019 TO: Closed-End Investment Company Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee RE: SEC Chairman Issues Statement Requesting Public Input on Disclosure Requirements for Residential Mortgage-Backed...
[32034] November 4, 2019 TO: Municipal Securities Advisory Committee RE: Reminder - November 12 Municipal Securities Advisory Committee Meeting; Agenda Attached The next meeting of the Municipal Securities Advisory Committee will be held on Tuesday, November 12, 2019, at the offices...
[32031] November 1, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: For Your Review - Draft Submission to OECD on Pillar One Proposal; Conference Call on Wednesday November 6 The attached draft ICI Global submission for your review addresses the...
[32032] November 1, 2019 TO: ICI Members Closed-End Investment Company Committee SUBJECTS: Closed-End Funds Disclosure Operations RE: SEC Proposes Rule and Form Changes to Modernize Filing Fee Payment The SEC recently proposed rule and form changes intended to modernize filing fee...
[32029] October 29, 2019 TO: Series Trust Advisory Committee RE: Registration Now Open Series Trust Advisory Committee Skype Update Meeting, 1:00 p.m. to 2:30 p.m. ET, November 13, 2019 The next meeting of the Investment Company Institute’s Series Trust Advisory Committee will be held...
[32030] October 29, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: ICI Comment Letter to DOL Responding to Request for Information on Open MEPs ICI filed the attached comment letter responding to the Department of Labor’s request for...
[32028] October 29, 2019 TO: ICI Members ICI Global Members SUBJECTS: Disclosure Fund Governance International/Global RE: ESG Webinar Recording and Online Resource Center Now Available The recording and slides from last week’s ESG webinar are now available at https://www.ici.org...
[32027] October 28, 2019 TO: Derivatives Markets Advisory Committee RE: Reminder - Derivatives Markets Advisory Committee Meeting on Wednesday, November 13 - Draft Agenda Attached The fall in-person meeting of ICI’s Derivatives Markets Advisory Committee will take place on Wednesday...
[32024] October 24, 2019 TO: ESG Task Force ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee ICI Global Tax Committee ICI Global Trading &...
[32026] October 25, 2019 TO: ICI Global Members Global Operations Advisory Committee ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Distribution International/Global Investment Advisers RE: China to Commence Complete Opening of Foreign Ownership in Fund...
[32021] October 24, 2019 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Sales and Marketing Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS...
[32025] October 24, 2019 TO: Research Committee RE: UPDATED AGENDA - ICI Research Committee Meeting: November 14, 2019 The ICI Research Committee will next meet on Thursday, November 14, 2019 at ICI’s offices: 1401 H Street, NW, Washington, DC. The meeting will be held from 10:00 am...
[32022] October 24, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Proposes New Safe Harbor for e-Delivery of ERISA Disclosures, Issues RFI on Enhancing Effectiveness of ERISA-Required Disclosures The Department of Labor has...
[32023] October 24, 2019 TO: Global Operations Advisory Committee ICI Global Regulated Funds Committee International Compliance Advisory Committee RE: ESMA Consultation on UCITS Performance Fees - Draft Comment Letter As previously advised, [1] on 16 July 2019 the European Securities...
[32013] October 23, 2019 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Accounting/Treasurers Committee Meeting - December 5 A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled for...
[32012] October 22, 2019 TO: Accounting Policy Subcommittee RE: Accounting Policy Subcommittee Meeting - December 4 The next meeting of the Accounting Policy Subcommittee will take place on Wednesday, December 4. Lunch will be available beginning at 12:30 p.m. The meeting will begin...
[32020] October 22, 2019 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: CFTC Proposes Amendments to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants The CFTC recently...
[32016] October 21, 2019 TO: ICI Global Tax Committee Tax Committee RE: Tax Services Outsourcing Survey Results We are pleased to provide you with the results from the ICI tax outsourcing survey we conducted with respect to members’ use of third-party service providers engaged to...
[32015] October 21, 2019 TO: 529 Plan Advisory Committee Investment Advisers Committee RE: ICI Files Comments with SEC Expressing Strong Opposition to MSRB Again Increasing Fees Imposed on Municipal Advisors In September, the Municipal Securities Rulemaking Board filed with the...
[32018] October 21, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: ICI Letter Opposing Cboe EDGA Exchange Proposed Liquidity Provider Protection Delay Mechanism We filed a letter with the Commission today expressing opposition to a Chicago...
[32011] October 16, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS and Treasury Release 2019-2020 Priority Guidance Plan The IRS and Treasury Department have released their 2019-2020 Priority Guidance Plan listing their...
[32010] October 15, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Digitalisation of the Economy Tax Issues Working Group -- Conference Call on October 24 The next conference call of the working group on the “tax challenges” arising from the...
[32007] October 14, 2019 TO: Closed-End Investment Company Committee RE: Register for the Closed-End Investment Company Committee Meeting (November 6) and the 2019 Closed-End Fund Conference (November 7) Committee Meeting As previously noted, the next meeting of the Closed-End...
