[31929] August 30, 2019 TO: ICI Global Tax Committee Tax Committee RE: Status Update on India: Tax Committee Call September 3, 2019 On August 24, 2019, the Ministry of Finance issued a press release providing that the recently enacted tax surcharge increase [1] does not apply to long...
[31928] August 30, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA CP on the Development of Market Data Prices and...
[31926] August 29, 2019 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee RE: Joint Meeting of the Regulated Funds Committee and the Global Retirement Savings Committee on September 26 - Registration and Draft Agenda We...
[31925] August 29, 2019 TO: ICI Global Members Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global RE: China's New Rules on...
[31921] August 28, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Abandoned Property and Escheatment Pension RE: ICI Submits Written Statement to ERISA Advisory Council on Permissive Transfers of Uncashed Checks from ERISA Plans to State...
[31923] August 28, 2019 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting Valuation RE: AICPA Issues Accounting and Valuation Guide The AICPA recently released guidance to investment companies and their advisers regarding the valuation of, and the accounting related to...
[31924] August 28, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global Tax RE: ICI Global Submission to OECD Urging Exemption for Funds from "Pillar 2" Minimum Tax Proposal ICI Global today responded to an Organisation for Economic Co-operation and Development (OECD...
[31922] August 27, 2019 TO: Closed-End Investment Company Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee RE: Draft ICI Comment Letter on SEC's Concept Release on Securities Offering Exemptions; Member Comments Due on September 10 As...
[31920] August 26, 2019 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Atlantic Chapter ICI Global Regulated Funds Committee Privacy Issues Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers Operations...
[31919] August 23, 2019 TO: ICI Global Tax Committee Tax Committee RE: Tax Outsourcing Survey - Response Due September 16, 2019 Each ICI member firm is requested to complete the Tax Outsourcing Survey no later than September 16, 2019. The responses provided should be answered based on...
[31917] August 22, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee...
[31916] August 22, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Governance Intermediary Oversight Investment Advisers Operations Transfer Agency RE: SEC Issues Proxy-Related Guidance to Investment Advisers and Proxy Advisory Firms On August 21...
[31918] August 22, 2019 TO: Transfer Agent Advisory Committee RE: Registration Now Open: November 13-14, 2019 Transfer Agent Advisory Committee Meeting The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, November 13 from 2:00 p.m. to 5:00 p.m. ET and...
[31915] August 21, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: For Your Review - Draft Submission to OECD on Pillar 2 and Funds The OECD, as you know, [1] is considering proposals to address “tax challenges” arising from the “digitalizing”...
[31914] August 21, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Anti-Money Laundering International/Global Operations Trading and Markets RE: Monetary Authority of Singapore (MAS) Issues Consultation on the Requirements on...
[31910] August 20, 2019 TO: Equity Markets Advisory Committee RE: August 27 Call of ICI's Equity Markets Advisory Committee ICI’s Equity Markets Advisory Committee will hold a call on Tuesday, August 27 at 4:05 pm (ET) to discuss: (1) a proposal by CBOE EDGA to introduce an...
[31908] August 20, 2019 TO: Chief Information Security Officer Advisory Committee ICI Global Information Security Officer Committee - London Technology Committee RE: Information Security Officer Meeting - London Meeting - Save the Date - London, November 5, 2019 The next meeting of...
[31912] August 20, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS Revenue Ruling Clarifies Tax Implications of Failure to Cash Distribution Check from Retirement Plan In Revenue Ruling 2019-19, the Internal Revenue Service (IRS)...
[31911] August 20, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: SEC Staff Issues Responses to Frequently Asked Questions Concerning Amendments to Rule 606 of Regulation NMS The staff of the SEC’s Division of Trading and Markets recently...
[31909] August 20, 2019 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Fund Accounting...
[31913] August 20, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global Tax RE: UK Response to Industry Coalition Submission on Non-Resident Capital Gains Tax Her Majesty’s Revenue and Customs (HMRC) has responded to one issue raised in the coalition letter submitted...
[31906] August 19, 2019 TO: Global Operations Advisory Committee RE: Registration Now Open, October 1, 2019: Global Operations Advisory Committee Meeting The Investment Company Institute’s Global Operations Advisory Committee will meet on Tuesday, October 1, 2019, in Luxembourg and...
[31907] August 19, 2019 TO: ICI Members Investment Company Directors SEC Rules Committee Transfer Agent Advisory Committee SUBJECTS: Disclosure Litigation & Enforcement RE: DC Court of Appeals Denies Petition Seeking Review of SEC Rule 30e-3 On August 16, 2019, the US Court of Appeals...
[31905] August 19, 2019 TO: Operations Committee RE: Registration Open - Operations Committee Meeting - October 9-10, 2019 The Investment Company Institute’s Operations Committee will meet on Wednesday, October 9, 2019 from 2:00 to 5:00 pm, and on Thursday, October 10, 2019, starting...
[31904] August 16, 2019 TO: Small Funds Committee RE: Registration Now Open: Small Funds Session 1: Tech Tools for Sales and Marketing Webinar 1:00 - 2:00 p.m. ET, September 24, 2019 The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Tuesday...
