[31902] August 15, 2019 TO: ICI Global Members Global Operations Advisory Committee ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Investment Advisers RE: Update on ICI Global's Meetings in Beijing Regarding China Market Access (Part 2)...
[31900] August 14, 2019 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: India: Tax Guidance Requested RE HR Khan Working Group FPI Regime Recommendations In March 2018, the Securities and Exchange Board of India (SEBI)...
[31901] August 14, 2019 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: India: ICI Global Meeting Request with Senior Government Officials The Indian Ministry of Finance held a meeting with foreign portfolio investors...
[31899] August 14, 2019 TO: Small Funds Committee RE: Registration Open - Small Funds Committee Meeting - November 7-8, 2019 The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Thursday, November 7 from noon to 5:00 p.m. ET and on Friday...
[31898] August 13, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: Monetary Authority of Singapore (MAS) Issues Consultation on the Proposed Framework for Variable Capital Companies - Part 3 On...
[31897] August 9, 2019 TO: ICI Global Members SUBJECTS: International/Global RE: ICI Global Comment Letter on ASIC Consultation on Foreign Financial Services Providers Licensing Regime On July 3, the Australian Securities and Investments Commission (ASIC) issued a consultation on...
[31894] August 9, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: India Tax Surcharge Increase: ICI Global Submission and CIV Industry Meeting...
[31895] August 9, 2019 TO: Bank, Trust and Retirement Advisory Committee RE: Registration Open - Bank, Trust and Retirement Advisory Committee Meeting - October 2-3, 2019 The next Bank, Trust and Retirement Advisory Committee (BTRAC) meeting will take place on Wednesday, October 2...
[31896] August 9, 2019 TO: Bank, Trust and Retirement Advisory Committee RE: Mark Your Calendar - 2020 Bank, Trust and Retirement Advisory Committee Meeting Schedule The Bank, Trust and Retirement Advisory Committee meeting schedule for 2020 has been finalized. Please mark your...
[31872] August 9, 2019 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee RE: Joint Meeting of ICI Global Regulated Funds Committee and Retirement Savings Committee - September 26 We will hold a joint meeting of the ICI...
[31892] August 8, 2019 TO: Series Trust Advisory Committee RE: Mark Your Calendar - 2020 Series Trust Advisory Committee Meeting Schedule The Series Trust Advisory Committee meeting schedule for 2020 has been finalized. Please mark your calendar for the following meeting dates...
[31893] August 8, 2019 TO: Small Funds Committee RE: Mark Your Calendar - 2020 Small Funds Meeting Schedule The Small Funds Committee meeting schedule for 2020 has been finalized. Please mark your calendar for the following meeting dates: February 12, 2020 Webinar May 5-6, 2020 ICI...
[31891] August 7, 2019 TO: International Compliance Advisory Committee International Internal Audit Advisory Committee RE: FCA Publishes Findings of its Review of Implementation of the SM&CR by the Banking Sector Earlier this week, the Financial Conduct Authority (FCA) published a...
[31890] August 7, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for August Tax Committee Call -- Tuesday, August 13 at 11:00 AM ET The next Tax Committee monthly conference call will be held on Tuesday, August 13, 2019 at 11:00 a.m....
[31887] August 5, 2019 TO: ICI Global Regulated Funds Committee International Compliance Advisory Committee International Operations Advisory Committee RE: ESMA Consultation on UCITS Performance Fees - Member Call on 4 September 2019 at 3pm BST/10am ET On 16 July 2019, the European...
[31889] August 5, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global RE: China Issues New Rules on Fund Product Disclosure On 26 July 2019, the China Securities...
[31888] August 5, 2019 TO: Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ICI to Hold Member Call to Discuss ESMA Call for Evidence on the Impact of Inducements and Costs and Charges Disclosure Requirements Under MiFID...
[31883] August 2, 2019 TO: Bank, Trust and Retirement Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee Internal Audit Committee Operations Committee RE: SEC Sanctions Custodial Bank for Overcharging Mutual Funds for Custody Expenses The SEC recently...
[31885] August 2, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting & Financial...
[31886] August 2, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: India Tax Surcharge Increase Enacted The Finance (No. 2) Bill, 2019 received...
[31881] August 1, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Issues Final Rule on Association Retirement Plans and RFI on Open MEPs The Department of Labor (DOL) published a final regulation [1] intended to expand the use of...
[31880] August 1, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Litigation & Enforcement Trading and Markets RE: ICI and CII File Amicus Brief Supporting the SEC's Transaction Fee Pilot for Listed Stocks The Investment Company Institute (ICI) and Council of...
[31879] August 1, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save the Date - October 30, 2019 The next meeting of ICI’s Chief Information Security Officer Advisory Committee will take...
[31882] August 1, 2019 TO: ICI MembersDerivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: DeriviativesTrading & Markets RE: ICI Joins Letter to CFTC and US Prudential Regulators Advocating for Broader Use of MMFs as Collateral for Uncleared...
[31878] August 1, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - Save the Date - October 28 & 29, 2019 The next meeting of ICI’s Technology Committee will take place on Monday, October 28 and Tuesday, October 29...
