[32009] October 14, 2019 TO: ESG Task Force ICI Global Regulated Funds Committee RE: For Review: Draft Positions on Regulatory Technical Standards (RTS) for EU Disclosure Regulation Attached for your review is a draft list of high-level positions on the work that the European...
[32008] October 14, 2019 TO: Equity Markets Advisory Committee RE: Your Comments Requested by October 17: Draft Letter on Cboe EDGA Exchange Proposed Liquidity Provider Protection Delay Mechanism The attached draft letter expresses opposition to the proposal by Chicago Board Options...
[32005] October 11, 2019 TO: Tax Advisory Committee RE: Agenda for Tax Advisory Committee Meeting October 22 As we previously informed you, the Tax Advisory Committee will meet on Tuesday, October 22, 2019, in the ICI’s offices (1401 H Street, NW, Washington, DC 20005, 12th floor)...
[32006] October 11, 2019 TO: Management Company Tax Subcommittee Tax Committee RE: Agendas for October 22 and 23 Tax Committee Meetings As we informed you previously, the next meetings of the ICI Tax Committee will be held on Tuesday, October 22 (2:00 p.m. to 5:00 p.m.) and Wednesday...
[32004] October 10, 2019 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: OECD Public Consultation Document: Proposal for a "Unified Approach" under Pillar One_ The OECD released a...
[32002] October 10, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: IRS Issues Guidance on Transition from IBOR to Other Reference Rates The Treasury Department and the Internal Revenue Service (IRS) have issued proposed regulations addressing tax issues arising from the...
[32003] October 9, 2019 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Tax Committee SEC Rules Committee Tax Committee RE: Information About SEBI's New Regulations for Foreign Portfolio Investors On September 23, 2019, the Securities and Exchange...
[32001] October 9, 2019 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: ICI Submits Comment Letter on FASB Proposed Relief for LIBOR Transition On September 5 the Financial Accounting Standards Board issued for public comment a proposed Accounting Standards Update...
[31999] October 8, 2019 TO: Tax Advisory Committee RE: October 22 Tax Advisory Committee Meeting Registration The Tax Advisory Committee will meet on Tuesday, October 22, 2019, in the ICI’s offices (1401 H Street, NW, Washington, DC 20005, 12th floor). The meeting will begin at 10:00...
[32000] October 8, 2019 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: Invitation to San Francisco Directors Chapter Meeting on Wednesday, January 15 or Los Angeles Directors Chapter Meeting on Thursday, January 16 The Independent Directors Council will host chapter...
[31998] October 7, 2019 TO: Internal Audit Committee RE: Registration Open for Nov. 21 Joint CRO and Internal Audit Meeting and Joint Dinner and Nov. 22 Internal Audit Committee Meeting in Washington, DC The fall joint meeting of ICI’s Internal Audit and Chief Risk Officer Committees...
[31997] October 7, 2019 TO: Chief Risk Officer Committee RE: Registration Open for Nov. 21 CRO Committee Meeting, Joint CRO and Internal Audit Meeting, and Joint Dinner in Washington, DC The fall meeting of ICI’s Chief Risk Officer Committee will be held on Thursday, November 21 from...
[31994] October 4, 2019 TO: Pension Committee Pension Operations Advisory Committee RE: Joint Pension and Pension Operations Advisory Committees Meeting -- Tuesday, October 15, 2019 The next joint meeting of the ICI Pension and Pension Operations Advisory Committees will take place on...
[31995] October 4, 2019 TO: Variable Insurance Products Advisory Committee RE: Save the Date - Telephonic Meeting of the Variable Insurance Products Advisory Committee on December 10 The next meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday...
[31996] October 4, 2019 TO: ESG Task Force ICI Global Regulated Funds Committee RE: Issues List for Discussion on ESG Task Force Call on EU Disclosure Regulation Attached is a draft issues list for discussion on our call on Monday, 7 October. The goal is to determine issues that...
[31993] October 4, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Transfer Agency Variable Insurance Products RE: ICI Letter on Member Firms' Preferences and Costs Associated with SEC Staff's...
[31992] October 2, 2019 TO: Management Company Tax Subcommittee Tax Committee RE: October 22 and 23 Tax Committee Meeting Registration The next meetings of the ICI Tax Committee will be held on Tuesday, October 22 (2:00 p.m. to 5:00 p.m.) and Wednesday, October 23 (9:30 a.m. to 1:00 p...
[31991] October 2, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS Finalizes 401(k) Regulations on Hardship Distributions The Internal Revenue Service (IRS) recently finalized its amendments to the regulations relating to hardship...
[31989] October 1, 2019 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: FDIC Proposes Amendments to Margin and Capital Requirements for Covered Swap Entities The Federal Deposit Insurance Corporation (FDIC)...
[31990] October 1, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: ICI Comment Letter on Treasury Proposal to Amend Unified Plan Rule for MEPs The Institute submitted the attached letter to Treasury and IRS commenting on the proposed...
[31983] September 30, 2019 TO: ICI Global Members ESG Task Force SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Status Update on EU Taxonomy Legislation After months of negotiation, the European Council has come to...
[31985] September 30, 2019 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Atlantic Chapter ICI Global Regulated Funds Committee Privacy Issues Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers...
[31984] September 30, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Exchange Traded Funds Committee SEC Rules Committee...
[31986] September 30, 2019 TO: ICI Members Closed-End Investment Company Committee SEC Rules Committee SUBJECTS: Closed-End Funds Compliance RE: SEC Adopts Rule Expanding Pre-Filing Communications with Certain Prospective Investors The Securities and Exchange Commission recently...
[31987] September 30, 2019 TO: ESG Task Force ICI Global Regulated Funds Committee RE: ICI ESG Task Force Call on EU Disclosure Regulation We will have our next ESG Task Force call on Monday 7 October from 11-12 p.m. EST (4-5 p.m. GMT) to discuss submitting a short position paper to...
