[32090] December 10, 2019 TO: ICI Global Regulated Funds Committee RE: Preliminary Agenda for Telephonic Meeting of Asia-Based Members of ICI Global Regulated Funds Committee on 18 December Attached is a preliminary agenda for the upcoming telephonic meeting for Asia-based members of...
[32085] December 9, 2019 TO: ICI Members Pension Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: 529 Plans Fund Accounting & Financial Reporting Tax RE: 2019 State Tax Survey The Institute’s 2019 surveys on state tax matters are now available on the Institute’s...
[32086] December 9, 2019 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Official Publication of EU Sustainable Finance Legislation on...
[32082] December 6, 2019 TO: Equity Markets Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Report on the Development of Prices for Market...
[32081] December 6, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Compliance Advisory Committee International Internal Audit Advisory Committee RE: European Supervisory Authorities Statement on...
[32083] December 6, 2019 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Risk Oversight Systemic Risk RE: SEC Re-Proposes Rule on Fund's Use of Derivatives and Proposes Sales Practice Rules for Transactions in Leveraged/Inverse...
[32080] December 5, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS Publishes 2019 Required Amendments List for Individually-Designed Qualified Retirement Plans and 403(b) Plans The Internal Revenue Service (IRS) issued Notice...
[32079] December 5, 2019 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Issues Updated Regulatory Agenda The Department of Labor (DOL) recently issued its updated Semi-Annual Regulatory Agenda (Agenda) which includes DOL’s projected...
[32076] December 5, 2019 TO: Transfer Agent Advisory Committee RE: Registration Now Open: February 5-6, 2020 Transfer Agent Advisory Committee Meeting The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, February 5 from 1:00 p.m. to 5:00 p.m. ET and on...
[32075] December 5, 2019 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: Public Consultation: Indian Based Fund Manager Regime On December 5, 2019, the Indian Central Board of Direct...
[32078] December 5, 2019 TO: Variable Insurance Products Advisory Committee RE: Reminder - Telephonic Meeting of the Variable Insurance Products Advisory Committee on December 10 - Agenda Attached The next telephonic meeting of ICI’s Variable Insurance Products Advisory Committee will...
[32073] December 4, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for Tax Committee Call -- Tuesday, December 10 at 11:00 AM ET The next Tax Committee monthly conference call will be on Tuesday, December 10, 2019, at 11:00 a.m. (Eastern...
[32072] December 2, 2019 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: ICI Global Submission to OECD Urging Exemption for Funds from "Pillar 2" Minimum Tax Proposal ICI Global filed...
[32071] November 29, 2019 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: For Review: DRAFT Letter to Indian Tax Official on Industry Tax Issues The attached draft submission thanks the Ministry of Finance for the meetings in India this summer and...
[32067] November 27, 2019 TO: Diversity and Inclusion Working Group RE: Agenda for the Diversity and Inclusion Working Group Call - Thursday, December 12 The next Diversity and Inclusion Working Group conference call will be held Thursday, December 12, 2019, at 2:00 p.m. ET. The...
[32066] November 27, 2019 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Investing Subcommittee ICI Global Tax Committee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: Spanish Supreme Court Rules that US Fund...
[32069] November 27, 2019 TO: ICI Members Tax Committee SUBJECTS: Tax RE: ICI and Nareit Joint Letter to IRS on Excess Inclusion Income ICI and Nareit submitted the attached letter to the Internal Revenue Service (IRS) and the Treasury Department in response to a recent request for...
[32070] November 27, 2019 TO: Money Market Funds Advisory Committee RE: Save the Date: Money Market Funds Advisory Committee Call -- Tuesday, December 10 We have scheduled a conference call with the Money Market Funds Advisory Committee for Tuesday, December 10 at 11:00 am ET. Dechert...
[32065] November 26, 2019 TO: Global Advocacy Coordination Advisory Committee RE: Next Call Scheduled - for the Global Advocacy Coordination Committee - 19 December, 14:00 GMT You are receiving this memorandum because you registered for the Global Advocacy Coordination Advisory...
[32063] November 26, 2019 TO: Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee RE: FCA Publishes Q&A on Conduct Risk During LIBOR Transition As you may recall, in September 2019, the Financial Conduct Association (FCA) published a...
[32061] November 25, 2019 TO: ICI Members SUBJECTS: Audit and Attest Closed-End Funds Disclosure Fees and Expenses Fund Accounting & Financial Reporting Tax RE: SEC Issues Dear CFO Letter for Investment Companies and Creates Accounting Matters Bibliography On November 22, 2019 the...
