[32192] February 3, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Fund Governance Intermediary Oversight Investment Advisers Operations Transfer Agency RE: ICI Submits Comment Letter on the SEC's Proxy Advice and Rule 14a-8...
[32187] January 31, 2020 TO: Investment Company Directors SUBJECTS: Directors Chapter RE: IDC Directors Chapter Meeting in New York on Thursday, April 23, 2020 You are invited to attend the next IDC Directors Chapter meeting in New York: When: Thursday, April 2310:00 a.m. – 2:00 p.m....
[32188] January 31, 2020 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: February 10 Meeting of the ICI Global Regulated Funds Committee - Registration and Agenda The next in-person meeting of the ICI Global Regulated Funds Committee will be held on...
[32183] January 30, 2020 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Accounting/Treasurers Committee Meeting - March 5 A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled for...
[32186] January 30, 2020 TO: Internal Audit Committee International Internal Audit Advisory Committee RE: RSVP Information for London Internal Audit Committee Meeting on Wednesday 22 April from 12:00-17:00; RSVP by Thursday, 9 April As I previously informed you in my 13th January...
[32185] January 30, 2020 TO: Chief Compliance Officer Committee International Compliance Advisory Committee RE: RSVP Information for London Compliance Advisory Committee Meeting on Tuesday 21 April from 14:00-17:00; RSVP by Thursday, 9 April The next meeting of ICI’s International...
[32182] January 29, 2020 TO: Accounting Policy Subcommittee RE: Accounting Policy Subcommittee Meeting- March 4 The next meeting of the Accounting Policy Subcommittee will take place on Wednesday, March 4. Lunch will be available beginning at 12:30 p.m. The meeting will begin at 1:00...
[32184] January 29, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong Securities Regulator Adopts Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions In December, the Hong Kong Securities and...
[32180] January 28, 2020 TO: ICI Members ICI Global Members Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: ICI Submits Written Testimony on Hawaiian REIT Proposal ICI submitted written testimony opposing a proposal that would require real estate investment...
[32181] January 28, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension Tax RE: IRS Provides RMD Reporting Relief for 2020 to IRA Providers in Connection with SECURE Act On January 24, 2020, the Internal Revenue Service (IRS) issued Notice...
[32178] January 27, 2020 TO: ICI Members SUBJECTS: Fund Governance RE: SEC's Asset Management Advisory Committee: Members, Objectives and Highlights of Inaugural Meeting The SEC established a new Asset Management Advisory Committee, or AMAC, on November 1, 2019 for an initial two-year...
[32173] January 27, 2020 TO: International Compliance Advisory Committee International Internal Audit Advisory Committee RE: FCA Publishes a Dear CEO Letter Outlining Its Asset Management Supervision Strategy Last week the Financial Conduct Authority (FCA) published its latest “Dear...
[32176] January 27, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save the Date - April 17, 2020 The next meeting of ICI’s Chief Information Security Officer Committee will take place on...
[32175] January 27, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee - Save the Date - April 15 & 16, 2020 The next meeting of ICI’s Technology Committee will take place on Wednesday, April 15 and Thursday, April 16, 2020 at...
[32171] January 24, 2020 TO: ICI Global Regulated Funds Committee Privacy Issues Working Group SEC Rules Committee Small Funds Committee RE: Draft Letter to Canadian Government on Proposed Overhaul of Data Privacy Legislation; Feedback Requested by February 3 The Canadian government...
[32170] January 23, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Pension Committee Pension Operations Advisory Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Pension Tax RE: ICI Sends Letter to...
[32169] January 23, 2020 TO: Management Company Tax Subcommittee RE: Call to Discuss Application of Proposed Foreign Tax Credit Regulations to Management Companies The Internal Revenue Service and Treasury Department recently issued proposed foreign tax credit regulations which would...
[32165] January 22, 2020 TO: ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: ESMA, AMF, and BaFin Publish Strategic Priorities for 2020 The European Securities and Markets Authority (ESMA), the French Financial Market Authority (AMF) and the German...
[32168] January 22, 2020 TO: Internal Audit Committee RE: Registration Opens for Internal Audit Committee Meeting on April 28 in Charlotte and Dinner on April 27; RSVP by March 6 The spring meeting of ICI’s Internal Audit Committee will be held on Tuesday, April 28 from 9:00 a.m. to 3...
[32167] January 22, 2020 TO: ICI Members ICI Global Members SUBJECTS: Compliance Disclosure Investment Advisers Trading and Markets RE: US CFTC Market Risk Advisory Committee's Subcommittee's Planned Report on Climate-Related Financial and Market Risks The US CFTC’s Market Risk...
