[32295] March 17, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory CommitteeInternal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Operations Committee Pension Committee Pension Operations...
[32296] March 17, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee SUBJECTS: Audit and Attest Audit Committees RE: ICI/IDC File Comment Letter on SEC Auditor Independence Proposal In December 2019, the Securities and Exchange Commission proposed...
[32290] March 16, 2020 TO: Closed-End Investment Company Committee RE: ICI Closed-End Investment Company Committee Spring In-Person Meeting Postponed to May 28 Please note that, due to COVID-19 concerns, the Spring in-person meeting of the Closed-End Investment Company Committee that...
[32287] March 16, 2020 TO: ICI Members SUBJECTS: Fund Accounting & Financial Reporting RE: FASB Adopts Relief for LIBOR Transition The Financial Accounting Standards Board recently adopted an Accounting Standards Update that provides temporary optional relief intended to ease the...
[32293] March 16, 2020 TO: Registered Fund CPO Advisory Committee RE: Agenda and Dial-In for March 19 CPO Committee Conference Call As previously announced, ICI will hold a conference call for the Registered Fund CPO Advisory Committee on Thursday, March 19 from 1-2 pm Eastern. We...
[32292] March 16, 2020 TO: Internal Audit Committee RE: Registration Open for April 29 Internal Audit Committee Conference Call Last week, I informed members of ICI’s Internal Audit Committee by email that, due to the current pandemic, we decided to cancel the Committee’s in-person...
[32288] March 16, 2020 TO: International Internal Audit Advisory Committee RE: Registration Open for 22 April International Internal Audit Advisory Committee Conference Call Last week, I informed members of the ICI/ICI Global International Internal Audit Advisory Committee by email...
[32291] March 16, 2020 TO: International Compliance Advisory Committee RE: Registration Open for 21 April International Compliance Advisory Committee Conference Call Last week, I informed members of the ICI/ICI Global International Compliance Advisory Committee by email that, due to...
[32294] March 16, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: EU ESG Fund Disclosure: Final Taxonomy Report from EU Technical...
[32289] March 16, 2020 TO: ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee SUBJECTS: International/Global RE: Consultation on Draft Regulations Under the Japan Foreign Exchange and Foreign Trade Act (FEFTA) As we previously reported, on...
[32284] March 14, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Fund Governance Intermediary Oversight Investment Advisers Operations Transfer Agency RE: SEC Staff Issues Guidance on Shareholder Meetings in Light of COVID-19...
[32281] March 13, 2020 TO: Global Advocacy Coordination Advisory Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Update and Discussion on COVID-19 Actions We will hold a call of the ICI Global Regulated Funds Committee and the Global Advocacy...
[32280] March 13, 2020 TO: Global Advocacy Coordination Advisory Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: COVID 19 - EU Institution Responses; ICI Resources As the COVID 19 pandemic starts to affect jurisdictions around the world, including...
[32276] March 12, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Proposes Amendments to Swap Data Reporting Requirements On February 20th, the Commodity Futures Trading Commission (CFTC or “Commission”) proposed amendments to its regulations regarding swap data reporting. [1...
[32279] March 12, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds RE: ICI Submits Report to SEC Recommending Action on Closed-End Fund Activist Activity Earlier today, ICI submitted a report to the Securities and Exchange Commission recommending that the...
[32278] March 12, 2020 TO: ICI Members SEC Rules Committee SUBJECTS: Closed-End Funds Compliance Disclosure RE: ICI Files Comment Letter with the SEC on Proposal to Update Accredited Investor and Qualified Institutional Buyer Definitions In December, the Securities and Exchange...
[32274] March 11, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda for Tax Committee Call -- Wednesday, March 18 at 11:00 AM ET The next Tax Committee monthly conference call will be on Wednesday, March 18, 2020 at 11:00 a.m. (Eastern)...
[32275] March 11, 2020 TO: ICI Global Retirement Savings Committee RE: Conference Call for Committee's Asia Track - Registration and Draft Agenda The ICI Global Retirement Savings Committee is hosting a conference call on March 26, 2020 (March 25 for those in the United States) which...
[32272] March 10, 2020 TO: Global Advocacy Coordination Advisory Committee RE: Next Call for the Global Advocacy Coordination Advisory Committee - March 13, 16:00 GMT; Agenda Attached The next call for the Global Advocacy Coordination Advisory Committee will take place on Friday, 13...
[32273] March 10, 2020 TO: Tax Advisory Committee RE: April 30 Tax Advisory Committee Meeting -- Changed to Conference Call Given the evolving novel coronavirus situation and firms’ travel restrictions, we have decided to have a conference call on April 30 instead of an in-person...
[32266] March 6, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: ICI Global Comments on EIOPA's Pan-European Personal Pension Product Proposal On 2 March, ICI Global submitted a response (attached) to Consultation Paper on the proposed approaches and considerations for...
