[32215] February 18, 2020 TO: Equity Markets Advisory Committee RE: ICI Draft Comment Letter on SEC Proposed Order to Reform NMS Plan Governance As we previously informed you, the Commission published for comment a proposed order to modernize the operation of existing national market...
[32213] February 13, 2020 TO: Operations Committee RE: Registration Now Open - Operations Committee Meeting - April 8-9, 2020 The Investment Company Institute’s Operations Committee will meet on Wednesday, April 8, 2020 from 1:50 to 5:00 pm, and on Thursday, April 9, 2020, starting at...
[32212] February 13, 2020 TO: LIBOR Transition Working Group RE: LIBOR Transition Working Group Call -- March 4 at 1:00 PM ET We are initiating a regular call for our member working group on Wednesday, March 4 from 1:00 – 2:00 PM ET. Working group calls will continue on a monthly...
[32211] February 13, 2020 TO: Derivatives Markets Advisory Committee RE: ICI Draft Comment Letter to CFTC on Post-Trade Name Give-Up - Your Comments Requested by February 24 In December, the Commodity Futures Trading Commission (CFTC or “Commission”) approved a proposed rule (...
[32210] February 13, 2020 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agendas for February 24 and 25 Tax Committee Meeting The ICI Tax Committee will meet on Monday, February 24 (2:00 pm to 5:00 pm) and Tuesday, February 25 (9:30 am to 1:00 pm)...
[32214] February 13, 2020 TO: Management Company Tax Subcommittee RE: Revised Draft Letter on Proposed Foreign Tax Credit Regulations -- Comments Requested As we discussed on the conference call this afternoon, [1] attached for your review is a revised letter to the Treasury...
[32209] February 12, 2020 TO: Small Funds Committee RE: Registration Now Open: Small Funds Committee Meeting - May 5-6, 2020 The next meeting of the Investment Company Institute’s Small Funds Committee will be held on Tuesday, May 5 from 1:00 p.m. to 5:00 p.m. ET and on Wednesday, May...
[32208] February 12, 2020 TO: Series Trust Advisory Committee RE: Registration Now Open: Series Trust Advisory Committee Meeting - May 5, 2020 The next meeting of the Investment Company Institute’s Series Trust Advisory Committee will be held on Tuesday, May 5 from 9:00 AM-11:45 a.m...
[32207] February 11, 2020 TO: Management Company Tax Subcommittee RE: Draft ICI Letter on Application of Proposed Foreign Tax Credit Regulations to Management Companies Attached for your review is a draft letter to the Treasury Department and the Internal Revenue Service (IRS) seeking...
[32206] February 11, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Committee - Save the Date - April 17, 2020 The next meeting of ICI’s Chief Information Security Officer Committee will take place on Friday...
[32205] February 11, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee - Save the Date - April 15 & 16, 2020 The next meeting of ICI’s Technology Committee will take place on Wednesday April, 15 and Thursday April 16, 2020 at...
[32204] February 10, 2020 TO: ICI Global Regulated Funds Committee ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Presentation Materials for Member Call to Discuss India's 2020 Union Budget - February 11, 2020 The presentation materials are attached for...
[32201] February 7, 2020 TO: ICI Members ICI Global Members SUBJECTS: Compliance International/Global Investment Advisers RE: US Federal Reserve Adopts Final Rule on "Control" Determinations Under Certain Banking Laws; Implications for Regulated US and Non-US Funds The US Federal...
[32200] February 7, 2020 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee RE: SEC Fixed Income Market Structure Advisory Committee Meeting Scheduled for Monday, February 10, 2020 The Securities and Exchange Commission Fixed Income Market Structure Advisory...
[32202] February 7, 2020 TO: Chief Compliance Officer Committee Compliance Advisory Committee RE: Registration Open for May 6 CCO Committee Meeting in Washington, DC and May 6-7 Compliance Programs Conference The next in-person meeting of ICI’s Chief Compliance Officer and Compliance...
[32199] February 7, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: OECD/G20 Inclusive Framework Affirms Commitment to Consensus Solution On January 31, 2020, the OECD issued a...
[32191] February 7, 2020 TO: ICI Members Investment Company Directors Municipal Securities Advisory Committee SUBJECTS: Municipal Securities RE: MSRB Requests Comment on Draft Amendments to Rule A-3: Membership on the Board; Comments Due March 30 The Municipal Securities Rulemaking...
[32197] February 6, 2020 TO: SEC Rules Committee RE: Reminder - February 26 SEC Rules Committee Meeting - Draft Agenda Attached The next meeting of the SEC Rules Committee is scheduled for Wednesday, February 26th. We are pleased to announce that our guest speakers will be Sarah ten...
[32198] February 6, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: International/Global Systemic Risk RE: US Agencies Propose Revisions to Volcker Rule "Covered Fund" Regulations; ICI Plans to Comment Last week, the five agencies (“Agencies”) [1]...
[32196] February 5, 2020 TO: Security Valuation Operations Committee RE: Security Valuation Operations Committee Meeting - March 27 The next meeting of the Security Valuation Operations Committee has been scheduled for Friday March 27, 2020 at the offices of PIMCO located at 1633...
[32193] February 4, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Fund Governance RE: IDC Comment Letter on Proxy Voting Advice Proposal The Independent Directors Council filed the attached comment letter on the SEC’s proxy advice proposal. The IDC letter supports the...
[32194] February 4, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: Japanese FSA Releases Guidebook for Registration of Investment Management Business and Other Financial Instruments Businesses The Japanese Government continues to focus on ways to revitalize the...
[32195] February 4, 2020 TO: Management Company Tax Subcommittee RE: Call to Discuss Application of Proposed Foreign Tax Credit Regulations to Management Companies We will have an additional call on Thursday, February 13, 2020, at 2:00 p.m. ET , to further discuss the application of...
[32190] February 3, 2020 TO: ICI Members SUBJECTS: Compliance Disclosure International/Global Investment Advisers Portfolio Oversight Risk Oversight RE: US SEC Statements on Climate Risk Disclosure On January 30, SEC Chairman Clayton, Commissioner Lee, and Commissioner Peirce each...
