[32346] April 2, 2020 TO: Tax Committee RE: Conference Call to Discuss Covid-19 Tax Relief Issues We have scheduled a Tax Committee call for Wednesday, April 8, at 3:00 p.m. ET, to further discuss any industry tax issues arising from the Covid-19 pandemic for which legislative and/or...
[32349] April 2, 2020 TO: ESG Task Force ICI Global Regulated Funds Committee RE: Agenda Attached for 7 Apr Call on EU NFRD Consultation on ESG-Related Disclosure for Corporate Issuers We will have a second conference call on Tuesday, 7 April from 11:00-12:00 p.m. ET (4:00-5:00 p.m...
[32347] April 2, 2020 TO: Tax Advisory Committee RE: Call to Discuss Covid-19 Tax Relief Issues We have scheduled a call for Tuesday, April 7, 2020, at 1:00 p.m. ET, to further discuss any industry tax issues arising from the Covid-19 pandemic for which legislative and/or regulatory...
[32340] April 1, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Advertising Compliance Disclosure Distribution RE: SEC Proposes Further Changes to the Exempt Offering Framework and Amendments to the Confidentiality Standard in Forms The Securities and Exchange Commission...
[32344] April 1, 2020 TO: ICI Members ICI Global Members SUBJECTS: Compliance Investment Advisers Systemic Risk RE: ICI Files Comment Letter on Volcker Rule Reform Proposal As we previously informed you, the five Agencies responsible for implementing Section 13 of the Bank Holding...
[32341] April 1, 2020 TO: Derivatives Markets Advisory Committee RE: Draft Comment Letter on CFTC Swap Data Reporting Proposals - Your Comments Requested by April 20; Member Call on April 22 As you know, on February 20, the Commodity Futures Trading Commission (CFTC or “Commission”)...
[32342] April 1, 2020 TO: ICI Members SUBJECTS: State Issues RE: Ohio Extends Blue Sky Filing Deadlines During the Pandemic Yesterday, Andrea Seidt, the Ohio Securities Commissioner, informed us that, on Friday, March 27th, Ohio Governor DeWine signed into law emergency legislation (...
[32345] April 1, 2020 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: India: ICI Requests Urgent Confirmation on...
[32339] March 31, 2020 TO: ICI Global Members ICI Global Regulated Funds Committee Privacy Issues Working Group SEC Rules Committee Small Funds Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers Privacy State Issues RE: ICI Global Letter to Canadian...
[32338] March 31, 2020 TO: ICI Members ICI Global Members SUBJECTS: Compliance International/Global Investment Advisers RE: US Federal Reserve Delays Effective Date for Final Rule on "Control" Determinations Under Certain Banking Laws As we previously informed you, the US Federal...
[32336] March 30, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: IRS Extends Remedial Amendment Period for 403(b) Plans The Internal Revenue Service announced [1] that it has extended to June 30, 2020, the last day of the current...
[32337] March 30, 2020 TO: ICI Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Tax RE: IRS Issues Guidance on Email and Digital Signatures Today the IRS issued the attached memorandum to employees...
The US House of Representatives today approved by voice vote the Coronavirus Aid, Relief, and Economic Security Act (the CARES Act), which the US Senate had earlier approved March 25 on an overwhelming 96-0 vote.[1] The President is expected to sign the final legislation in short...
[32334] March 27, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - AsiaICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...
On March 23, the US Senate voted 96-0 to approve the Coronavirus Aid, Relief, and Economic Security (CARES) Act. The US House of Representatives then followed suit and approved this sweeping legislation by voice vote this afternoon. President Trump is expected to sign it into law...
[32331] March 27, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Money Market Funds Operations Transfer Agency Unit Investment Trusts (UITs) RE: SEC's Office of...
[32329] March 27, 2020 TO: Equity Markets Advisory Committee RE: SEC Issues COVID-19-Related Temporary Exemptive Relief for Broker-Dealers from Certain Order Handling Disclosure Rules On March 25, the SEC issued temporary exemptive relief from certain requirements of Rule 606 for...
[32326] March 26, 2020 TO: ICI Global Members Chief Compliance Officer Committee International Compliance Advisory Committee International Internal Audit Advisory Committee SUBJECTS: Audit Committees Compliance International/Global Investment Advisers Operations Trading and Markets RE...
[32323] March 26, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Subcommittee SUBJECTS: Compliance Derivatives International/Global Investment Advisers...
[32325] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: ICI Letter to IRS Regarding COVID-19-Related Withholding Tax Relief Challenges The ICI has requested that the IRS...
[32327] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations...
On March 19, 2020, ICI received temporary emergency relief from Division of Investment Management staff agreeing not to recommend enforcement action against any money market fund or any bank that is an affiliated person of the fund if the affiliated bank purchases securities from the...
[32319] March 26, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee RE: European Commission Tender for a Study on Disclosure, Inducement and Suitability...
