Inaugural Meeting of the International Compliance Advisory Committee Set for 29 October from 15:00-18:00

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July 15, 2019 TO: International Compliance Advisory Committee RE: Inaugural Meeting of the International Compliance Advisory Committee Set for 29 October from 15:00-18:00

 

Thank you for your interest in ICI’s newly created International Compliance Advisory Committee! Please note that the date for inaugural meeting of the Committee has been set for Tuesday, 29 October from 15:00-18:00. Philip Gallo, the Global Head of Compliance for Schroders, has graciously agreed to host the meeting at their offices. 

At the inaugural meeting, in addition to acquainting members with this new Committee and discussing how to ensure it adds value to members, we are hoping to have a presentation from the FCA on what the FCA’s focus will be as it inspects for compliance with the SMCR and how it expects registrants to demonstrate their compliance. There will be a reception immediately following the meeting to provide members an opportunity to interact informally. 

At this time, please just save the date for your diaries. As we get closer to the meeting, we will ask you to register so we have an accurate head count. If you have any questions about this Committee, please do not hesitate to reach out to me. I can be reached by email at tamara@ici.org or by phone in Washington, DC at 1-202-326-5825.

Thank you for your interest in this Committee and I look forward to meeting you in October!

 

Tamara K. Salmon
Associate General Counsel