Transfer Agent Advisory Content

November 15, 1993 TO: ACCOUNTING/TREASURERS MEMBERS NO. 36-93 BANK INVESTMENT MANAGEMENT MEMBERS NO. 30-93 DIRECT MARKETING COMMITTEE NO. 56-93 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 44-93 INVESTMENT ADVISER MEMBERS NO. 55-93 MARKETING POLICY COMMITTEE NO. 48-93 MEMBERS - ONE PER...

November 5, 1993 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 37-93 BANK INVESTMENT MANAGEMENT MEMBERS NO. 29-93 CLOSED-END FUND MEMBERS NO. 34-93 COMPLIANCE COMMITTEE NO. 27-93 CUSTODIAN ADVISORY COMMITTEE NO. 3-93 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 43-93 INVESTMENT ADVISER MEMBERS...

October 13, 1993 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 33-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 23-93 BOARD OF GOVERNORS NO. 92-93 BROKER/DEALER ADVISORY COMMITTEE NO. 31-93 CLOSED-END FUND COMMITTEE NO. 23-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 20-93 OPERATIONS...

October 6, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 70-93 OPERATIONS COMMITTEE NO. 34-93 SMALL FUNDS MEMBERS NO. 15-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 52-93 RE: SECOND NOTICE - 1993 ICI/C&L TRANSFER AGENT FEE SURVEY __________________________________________________________ As we...

October 1, 1993 TO: BOARD OF GOVERNORS NO. 88-93 OPERATIONS MEMBERS NO. 32-93 SEC RULES MEMBERS NO. 77-93 STATE SECURITIES MEMBERS NO. 38-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 51-93 RE: NASAA ADOPTS TELEPHONE TRANSACTION GUIDELINES __________________________________________________...

October 1, 1993 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 30-93 BANK INVESTMENT MANAGEMENT MEMBERS NO. 24-93 CLOSED-END FUND MEMBERS NO. 33-93 COMPLIANCE COMMITTEE NO. 22-93 CUSTODIAN ADVISORY COMMITTEE NO. 1-93 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 38-93 INVESTMENT ADVISER MEMBERS...

September 16, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 49-93 RE: MEETING AGENDA - SEPTEMBER 29, 1993 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting on September 29, 1993. The meeting will be...

* See Institute Memorandum to Tax Members No. 24-92, Operations Members No. 16-92, Closed- End Fund Members No. 20-92, Unit Investment Trust Members No. 26-92 and Transfer Agent Advisory Committee No. 21-92, dated April 16, 1992. September 13, 1993 TO: CLOSED-END FUND MEMBERS NO. 28...

September 8, 1993 TO: ACCOUNTING/TREASURERS MEMBERS NO. 27-93 DIRECT MARKETING COMMITTEE NO. 47-93 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 35-93 INVESTMENT ADVISER MEMBERS NO. 46-93 MARKETING POLICY COMMITTEE NO. 39-93 MEMBERS - ONE PER COMPLEX NO. 63-93 MEMBERS INTERESTED IN PUBLIC...

September 2, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 60-93 OPERATIONS COMMITTEE NO. 29-93 SMALL FUNDS MEMBERS NO. 10-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 46-93 RE: 1993 ICI/C&L MUTUAL FUNDS TRANSFER AGENT FEE SURVEY __________________________________________________________ The...