Transfer Agent Advisory Content

June 4, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 20-93 COMPLIANCE COMMITTEE NO. 11-93 OPERATIONS COMMITTEE NO. 21-93 SEC RULES COMMITTEE NO. 51-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 35-93 UNIT INVESTMENT TRUST COMMITTEE NO. 27-93 RE: PROPOSED FEDERAL TELEMARKETING LEGISLATION...

11/ See Institute Memorandum to Tax Committee No. 12-93, Operations Committee No. 10-93 and Transfer Agent Advisory Committee No. 20-93, dated March 11, 1993. May 18, 1993 TO: TAX MEMBERS NO. 15-93 PENSION MEMBERS NO. 20-93 OPERATIONS MEMBERS NO. 23-93 CLOSED-END FUND COMMITTEE NO. 15...

May 4, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 32-93 RE: MEETING AGENDA - MAY 13, 1993 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting on May 13, 1993 starting at 9:30 a.m. at the Grand Hyatt...

May 4, 1993 TO: OPERATIONS COMMITTEE NO. 19-93 SEC RULES COMMITTEE NO. 43-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 33-93 RE: PROPOSED ELECTRONIC MONITORING LEGISLATION __________________________________________________________ Attached for your review is a copy of H.R. 1900, the...

May 3, 1993 TO: TAX COMMITTEE NO. 24-93 OPERATIONS COMMITTEE NO. 18-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 31-93 RE: MEMBERSHIP APPLICATION QUESTIONNAIRE FOR INFORMATION REPORTING PROGRAM ADVISORY COMMITTEE __________________________________________________________ As we previously...

April 21, 1993 TO: TAX COMMITTEE NO. 23-93 OPERATIONS COMMITTEE NO. 16-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 30-93 RE: MAY 12 SHAREHOLDER BASIS REPORTING MEETING __________________________________________________________ As you may know, the Institute has held several meetings with...

April 21, 1993 TO: STATE SECURITIES MEMBERS NO. 19-93 OPERATIONS MEMBERS NO. 21-93 SEC RULES COMMITTEE NO. 39-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 29-93 RE: LEGISLATION AMENDING SMALL ACCOUNT REDEMPTION PROCEDURE PASSED IN MARYLAND _________________________________________________...

April 20, 1993 TO: SEC RULES MEMBERS NO. 37-93 OPERATIONS MEMBERS NO. 20-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 28-93 RE: SEC STAFF LETTER ON DISCLAIMERS OF LIABILITY FOR TELEPHONE TRANSACTIONS __________________________________________________________ As you know, the Division of...

- 1 - April 16, 1993 TO: TAX COMMITTEE NO. 22-93 PENSION COMMITTEE NO. 14-93 OPERATIONS COMMITTEE NO. 15-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 27-93 RE: IRS CONSIDERS REMOVAL OF NONPAYROLL ITEMS FROM IRS FORM 941 __________________________________________________________ As we...

April 15, 1993 TO: PENSION MEMBERS NO. 17-93 OPERATIONS MEMBERS NO. 18-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 26-93 RE: IRS NOTICE ALLOWING WAIVER OF 30-DAY NOTICE PERIOD UNDER SECTION 402(F) OF THE CODE __________________________________________________________ As we previously...