Transfer Agent Advisory Content

February 14, 1994 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 6-94 RE: NSCC TO SPONSOR COMPREHENSIVE REVIEW OF NEW FUND/SERV _______________________________________________________________ With the June 30th, 1994 deadline for conversion to New Fund/SERV drawing near, the National...

February 4, 1994 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 5-94 RE: STATUS OF COMMITTEE PROJECTS __________________________________________________________ The following is a summary of each of the Transfer Agent Advisory Committee projects discussed at the January 20th meeting. 1.)...

January 28, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 4-94 CLOSED-END FUND MEMBERS NO. 2-94 OPERATIONS MEMBERS NO. 3-94 TAX MEMBERS NO. 5-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 4-94 UNIT INVESTMENT TRUST MEMBERS NO. 1-94 RE: PROCEDURE FOR SUBMITTING FORM 1042S TO IRS REMAINS...

January 26, 1994 TO: ACCOUNTING/TREASURERS MEMBERS NO. 4-94 BANK INVESTMENT MANAGEMENT MEMBERS NO. 4-94 DIRECT MARKETING COMMITTEE NO. 2-94 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 6-94 INVESTMENT ADVISER MEMBERS NO. 6-94 MARKETING POLICY COMMITTEE NO. 6-94 MEMBERS - ONE PER COMPLEX...

1 The regulations were issued in proposed form in November 1993. (See Institute Memorandum to Operations Members No. 36-93, Pension Committee No. 37-93, Tax Committee No. 38-93 and Transfer Agent Advisory Committee No. 56-93, dated November 16, 1993.) 2 See e.g., Institute Memorandum...

January 11, 1994 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 1-94 RE: MEETING AGENDA - JANUARY 20, 1994 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting on January 20, 1993. The meeting will be held at...

December 28, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 59-93 RE: NOTICE OF MEETING - JANUARY 20, 1994 __________________________________________________________ The meeting of the Transfer Agent Advisory Committee on January 20, 1994 will take place at the Loew's L'Enfant Plaza...

December 14, 1993 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 26-93 BROKER/DEALER ADVISORY COMMITTEE NO. 35-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 23-93 MEMBERS - ONE PER COMPLEX NO. 82-93 OPERATIONS MEMBERS NO. 38-93 SMALL FUNDS MEMBERS NO. 18-93 TAX MEMBERS NO. 45-93...

November 24, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 57-93 RE: NOTICE OF MEETING - JANUARY 20, 1994 __________________________________________________________ The next meeting of the Transfer Agent Advisory Committee has been scheduled for January 20, 1994. The meeting will be...

1 See Institute Memoranda to Tax Committee No. 29-92, Pension Committee No. 27-92, Operations Committee No. 21-92 and Transfer Agent Advisory Committee No. 42-92, dated August 3, 1992; and to Tax Committee No. 28-92, Pension Committee No. 26-92, Operations Committee No. 20-92 and...