Transfer Agent Advisory Content

November 25, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE No. 57-94 DIRECT MARKETING COMMITTEE No. 34-94 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 47-94 INVESTMENT ADVISER MEMBERS No. 52-94 MARKETING POLICY COMMITTEE No. 50-94 OPERATIONS MEMBERS No. 37-94 PENSION MEMBERS No. 35-94 PUBLIC...

November 22, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 26-94 BROKER/DEALER ADVISORY COMMITTEE No. 23-94 DIRECT MARKETING COMMITTEE No. 33-94 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 12-94 MARKETING POLICY COMMITTEE No. 49-94 MEMBERS - ONE PER COMPLEX No. 89-94...

October 31, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 54-94 BANK INVESTMENT MANAGEMENT MEMBERS NO. 31-94 CLOSED-END FUND MEMBERS NO. 35-94 COMPLIANCE COMMITTEE NO. 20-94 CUSTODIAN ADVISORY COMMITTEE NO. 2-94 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 44-94 INVESTMENT ADVISER MEMBERS...

October 18, 1994 TO: OPERATIONS COMMITTEE NO. 30-94 SEC RULES COMMITTEE NO. 109-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 43-94 RE: NASAA SALES PRACTICES COMMITTEE URGES SEC STAFF TO REQUIRE CONFIRMATION DISCLOSURE OF FRONT-END LOADS ____________________________________________________...

October 12, 1994 TO: OPERATIONS MEMBERS NO. 35-94 PENSION MEMBERS NO. 33-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 42-94 RE: DEVELOPMENTS ON SOURCE STATE TAXATION LEGISLATION __________________________________________________________ As previously reported, the Institute proposed an...

October 5, 1994 TO: ACCOUNTING/TREASURERS MEMBERS NO. 29-94 TAX MEMBERS NO. 41-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 41-94 RE: DEPOSITING TAXES VIA ELECTRONIC FUND TRANSFERS __________________________________________________________ As you may know, legislation adopted in 1993 to...

October 4, 1994 TO: OPERATIONS COMMITTEE NO. 27-94 SEC RULES COMMITTEE NO. 107-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-94 UNIT INVESTMENT TRUST COMMITTEE NO. 64-94 RE: INSTITUTE COMMENT LETTER ON PROPOSED T+3 SETTLEMENT FOR MUNICIPAL SECURITIES ____________________________________...

October 4, 1994 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 40-94 RE: MEETING - OCTOBER 13, 1994 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting to be held on Thursday, October 13 at the offices of the...

September 26, 1994 TO: OPERATIONS MEMBERS NO. 34-94 PENSION MEMBERS NO. 30-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 38-94 RE: INSTITUTE COMMENT LETTER ON "SOURCE STATE TAXATION" LEGISLATION __________________________________________________________ The Institute has submitted the...

September 22, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 47-94 BANK INVESTMENT MANAGEMENT MEMBERS NO. 29-94 CLOSED-END FUND MEMBERS NO. 28-94 COMPLIANCE COMMITTEE NO. 17-94 CUSTODIAN ADVISORY COMMITTEE NO. 1-94 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 39-94 INVESTMENT ADVISER...