Transfer Agent Advisory Content

February 28, 1995 TO: ACCOUNTING/TREASURES MEMBERS No. 12-95 OPERATIONS MEMBERS No. 10-95 SEC RULES MEMBERS No. 13-95 TRANSFER AGENT ADVISORY COMMITTEE No. 14-95 UNIT INVESTMENT TRUST MEMBERS No. 10-95 RE: SEC ADOPTS MULTIPLE CLASS AND MASTER-FEEDER PROVISIONS; ADOPTS AND PROPOSES...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 5-95, Broker/Dealer Advisory Committee No. 4-95, Direct Marketing Committee No. 7-95, Human Resources and Training Working Group No. 3-95, Marketing Policy Committee No. 10-95, Members - One Per Complex No. 18-95, Operations...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 26-94, Broker/Dealer Advisory Committee No. 23-94, Direct Marketing Committee No. 33-94, Human Resources and Training Working Group No. 12-94, Marketing Policy Committee No. 49-94, Members - One Per Complex No. 89-94...

February 3, 1995 TO: TAX COMMITTEE No. 6-95 ACCOUNTING/TREASURERS COMMITTEE No. 8-95 OPERATIONS COMMITTEE No. 6-95 TRANSFER AGENT ADVISORY COMMITTEE No. 11-95 CLOSED-END FUND COMMITTEE No. 5-95 RE: INSTITUTE STATEMENT ON INDEXING COST BASIS FOR INFLATION ______________________________...

February 1, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 3-95 BROKER/DEALER ADVISORY COMMITTEE No. 3-95 OPERATIONS COMMITTEE No. 4-95 TRANSFER AGENT ADVISORY COMMITTEE No. 10-95 RE: INSTITUTE LETTER TO SEC STAFF ON THE OPERATIONAL BURDENS OF THE NON-SIPC STATUS DISCLOSURE...

January 25, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-95 CLOSED-END FUND MEMBERS No. 1-95 OPERATIONS MEMBERS No. 6-95 TAX MEMBERS No. 9-95 TRANSFER AGENT ADVISORY COMMITTEE No. 9-95 UNIT INVESTMENT TRUST MEMBERS No. 4-95 RE: PROCEDURE FOR SUBMITTING FORM 1042S TO IRS REMAINS...

VIA FAX January 24, 1995 TO: TAX COMMITTEE No. 4-95 ACCOUNTING/TREASURERS COMMITTEE No. 6-95 TRANSFER AGENT ADVISORY COMMITTEE No. 7-95 RE: COST BASIS REPORTING SURVEY ______________________________________________________________________________ A bill was recently introduced in the...

* See Institute Memorandum to Operations Members No. 12-94, Tax Members No. 14-94 and Transfer Agent Advisory Committee No. 14-94, dated April 14, 1994. January 24, 1995 TO: OPERATIONS MEMBERS No. 5-95 TAX MEMBERS No. 8-95 TRANSFER AGENT ADVISORY COMMITTEE No. 8-95 RE: IRS DROPS...

January 17, 1995 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 6-95 RE: JANUARY 25, 1995 MEETING AGENDA ______________________________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting to be held on January 25, 1995...

January 16, 1995 TO: OPERATIONS MEMBERS No. 3-95 PENSION MEMBERS No. 7-95 TRANSFER AGENT ADVISORY COMMITTEE No. 5-95 RE: "SOURCE STATE TAXATION" LEGISLATION RE-INTRODUCED IN 1995 ______________________________________________________________________________ Attached is a copy of the...