Transfer Agent Advisory Content

July 15, 1994 TO: CLOSED-END FUND MEMBERS NO. 24-94 OPERATIONS MEMBERS NO. 25-94 TAX MEMBERS NO. 33-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 27-94 UNIT INVESTMENT TRUST MEMBERS NO. 30-94 RE: IRS SEMINARS ON INFORMATION REPORTING ________________________________________________________...

May 27, 1994 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 25-94 RE: JUNE 14 MEETING TO DISCUSS NEW REQUIREMENTS FOR SUBSTITUTE FORMS W-9 AND FORMS 1099 __________________________________________________________ The Institute has scheduled a meeting to discuss proposed changes to the...

1 See Institute Memorandum to Tax Members No. 5-93, Accounting/Treasurers Members No. 3-93, Closed-End Fund Members No. 4-93, Operations Members No. 4- 93, Unit Investment Trust Members No. 4-93, International Members No. 4-93 and Transfer Agent Advisory Committee No. 3-93, dated...

May 13, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 23-94 CLOSED-END FUND COMMITTEE NO. 12-94 OPERATIONS MEMBERS NO. 20-94 PENSION MEMBERS NO. 13-94 TAX MEMBERS NO. 22-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-94 UNIT INVESTMENT TRUST COMMITTEE NO. 34-94 RE: IRS ISSUES REVENUE...

May 12, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 22-94 CLOSED-END FUND COMMITTEE NO. 11-94 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 21-94 INVESTMENT ADVISER MEMBERS NO. 23-94 MEMBERS - ONE PER COMPLEX NO. 30-94 OPERATIONS MEMBERS NO. 19-94 SEC RULES MEMBERS NO. 34-94 SMALL FUNDS...

May 11, 1994 TO: OPERATIONS MEMBERS NO. 18-94 TAX MEMBERS NO. 20-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 21-94 RE: HOUSE OF REPRESENTATIVES APPROVES PENSION SIMPLIFICATION PROVISIONS __________________________________________________________ THIS MEMO REGISTERED IN ERROR!

May 10, 1994 TO: MEMBERS - ONE PER COMPLEX NO. 29-94 OPERATIONS MEMBERS NO. 17-94 SEC RULES MEMBERS NO. 33-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 20-94 RE: STOLEN CHECKS USED FOR FUND INVESTMENT __________________________________________________________ The Institute has been...

May 3, 1994 TO: OPERATIONS MEMBERS NO. 15-94 TAX MEMBERS NO. 18-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 18-94 RE: IRS INFORMATION LETTER REGARDING TIMING OF BACKUP WITHHOLDING ON YEAR END DIVIDENDS __________________________________________________________ The IRS recently issued the...

* Rev. Proc. 93-31, for example, was discussed in and attached to Institute Memorandum to Accounting/Treasurers Committee No. 19-93, Closed-End Fund Committee No. 15-93, Operations Members No. 23-93, Pension Members No. 20- 93, Tax Members No. 15-93, Transfer Agent Advisory Committee...

April 28, 1994 TO: OPERATIONS MEMBERS NO. 14-94 TAX MEMBERS NO. 17-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 17-94 RE: REVISIONS TO FORM W-9 AND INSTRUCTIONS __________________________________________________________ The Internal Revenue Service has released the attached revised Form W...