Transfer Agent Advisory Content

January 12, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 1-95 BROKER/DEALER ADVISORY COMMITTEE No. 1-95 OPERATIONS MEMBERS No. 2-95 TRANSFER AGENT ADVISORY COMMITTEE No. 4-95 RE: NON-SIPC STATUS DISCLOSURE REQUIREMENTS ____________________________________________________________...

January 11, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 3-95 DIRECT MARKETING COMMITTEE No. 3-95 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 2-95 INVESTMENT ADVISER MEMBERS No. 3-95 MARKETING POLICY COMMITTEE No. 4-95 MEMBERS - ONE PER COMPLEX No. 4-95 MEMBERS INTERESTED IN PUBLIC...

January 5, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-95 INVESTMENT ADVISERS COMMITTEE No. 1-95 OPERATIONS COMMITTEE No. 1-95 SEC RULES COMMITTEE No. 1-95 SMALL FUNDS COMMITTEE No. 1-95 TRANSFER AGENT ADVISORY COMMITTEE No. 2-95 RE: JANUARY 31, 1995 MEETING TO DISCUSS T+3...

January 3, 1995 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 1-95 RE: MEETING - JANUARY 25, 1995 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will be held on January 25, 1995 at the Investment...

December 29, 1994 TO: OPERATIONS COMMITTEE No. 38-94 TAX COMMITTEE No. 40-94 TRANSFER AGENT ADVISORY COMMITTEE No. 52-94 TASK FORCE ON NONRESIDENT ALIEN WITHHOLDING RE: INSTITUTE COMMENT LETTER ON NONRESIDENT ALIEN WITHHOLDING __________________________________________________________...

* See Institute memorandum to Accounting/Treasurers Members No. 29-94, Tax Members No. 41-94 and Transfer Agent Advisory Committee No. 41-94. December 28, 1994 TO: ACCOUNTING/TREASURERS MEMBERS No. 46-94 TAX MEMBERS No. 53-94 TRANSFER AGENT ADVISORY COMMITTEE No. 51-94 RE: IRS...

December 23, 1994 TO: OPERATIONS COMMITTEE No. 37-94 TRANSFER AGENT ADVISORY COMMITTEE No. 50-94 RE: INSTITUTE LETTER TO SEC STAFF ON DISCLOSURE REQUIREMENT OF NON-SIPC STATUS ______________________________________________________________________________ As you know, the SEC recently...

December 20, 1994 TO: OPERATIONS COMMITTEE No. 34-94 TRANSFER AGENT ADVISORY COMMITTEE No. 49-94 RE: SEC PROPOSED AMENDMENTS TO TRANSFER AGENT RULES ______________________________________________________________________________ The Securities and Exchange Commission is proposing...

ACTION REQUESTED December 15, 1994 VIA FAX TO: OPERATIONS COMMITTEE No. 33-94 TAX COMMITTEE No. 37-94 TRANSFER AGENT ADVISORY COMMITTEE No. 48-94 TASK FORCE ON NONRESIDENT ALIEN WITHHOLDING RE: DRAFT INSTITUTE COMMENT LETTER ON NONRESIDENT ALIEN WITHHOLDING ___________________________...

December 2, 1994 TO: ACCOUNTING/TREASURERS MEMBERS No. 37-94 BANK BROKER/DEALER ADVISORY COMMITTEE No. 27-94 BROKER/DEALER ADVISORY COMMITTEE No. 24-94 BROKER/DEALER ASSOCIATE MEMBERS No. 19-94 CLOSED-END FUND COMMITTEE No. 32-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE No. 13-94...