Transfer Agent Advisory Content

April 4, 1995 TO: OPERATIONS COMMITTEE No. 17-95 BROKER/DEALER ADVISORY COMMITTEE No. 14-95 BANK BROKER/DEALER ADVISORY COMMITTEE No. 12-95 TRANSFER AGENT ADVISORY COMMITTEE No. 24-95 RE: MANNY HERNANDEZ RETIRES FROM COLONIAL ___________________________________________________________...

April 3, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 11-95 BROKER/DEALER ADVISORY COMMITTEE No. 13-95 OPERATIONS MEMBERS No. 18-95 SEC RULES MEMBERS No. 25-95 TRANSFER AGENT ADVISORY COMMITTEE No. 23-95 RE: SEC APPROVES CHANGES TO NASD PROMPT PAYMENT AND OTHER RULES TO...

March 27, 1995 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 22-95 RE: COMMITTEE MEETING ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will be held on Friday, April 28 at the offices of the...

March 22, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 9-95 BROKER/DEALER ADVISORY COMMITTEE No. 10-95 DIRECT MARKETING COMMITTEE No. 19-95 HUMAN RESOURCES FORUM No. 8-95 MARKETING POLICY COMMITTEE No. 20-95 MEMBERS - ONE PER COMPLEX No. 35-95 OPERATIONS COMMITTEE No. 16-95...

1 The capital gain provisions in the Contract were first introduced in this Congress as part of H.R. 9, the "Job Creation and Wage Enhancement Act of 1995." See Institute Memorandum to Tax Committee No. 6-95, Accounting/Treasurers Committee No. 8-95, Operations Committee No. 6-95...

March 16, 1995 TO: OPERATIONS COMMITTEE No. 15-95 SEC RULES COMMITTEE No. 43-95 TRANSFER AGENT ADVISORY COMMITTEE No. 19-95 UNIT INVESTMENT TRUST COMMITTEE No. 32-95 RE: SEC ADOPTS T+3 SETTLEMENT FOR MUNICIPAL SECURITIES ________________________________________________________________...

March 13, 1995 TO: MEMBERS - ONE PER COMPLEX No. 33-95 SEC RULES COMMITTEE No. 40-95 OPERATIONS COMMITTEE No. 14-95 TRANSFER AGENT ADVISORY COMMITTEE No. 18-95 UNIT INVESTMENT TRUST COMMITTEE No. 29-95 RE: SEC DELAYS EFFECTIVE DATE OF NON-SIPC DISCLOSURE REQUIREMENT __________________...

March 8, 1995 TO: TAX COMMITTEE No. 12-95 ACCOUNTING/TREASURERS COMMITTEE No. 14-95 TRANSFER AGENT ADVISORY COMMITTEE No. 17-95 RE: IRS AND TREASURY RELEASE 1995 BUSINESS PLAN ______________________________________________________________________________ In the attached "1995 Guidance...

March 3, 1995 TO: OPERATIONS MEMBERS No. 12-95 PENSION MEMBERS No. 14-95 TRANSFER AGENT ADVISORY COMMITTEE No. 16-95 ABANDONED PROPERTY TASK FORCE RE: DEPARTMENT OF LABOR COMMENT LETTER ON ERISA PREEMPTION OF THE UNIFORM UNCLAIMED PROPERTY ACT _________________________________________...

March 3, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 7-95 BROKER/DEALER ADVISORY COMMITTEE No. 8-95 DIRECT MARKETING COMMITTEE No. 15-95 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 5-95 MARKETING POLICY COMMITTEE No. 18-95 MEMBERS - ONE PER COMPLEX No. 28-95 OPERATIONS...