Transfer Agent Advisory Content

November 1, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 25-95 BROKER/DEALER ADVISORY COMMITTEE No. 28-95 OPERATIONS MEMBERS No. 44-95 TRANSFER AGENT ADVISORY COMMITTEE No. 54-95 RE: NEW SERVICE ALLIANCE BETWEEN MUTUAL FUND INDUSTRY AND NATIONAL SECURITIES CLEARING CORPORATION...

October 30, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 24-95 BROKER/DEALER ADVISORY COMMITTEE No. 27-95 OPERATIONS COMMITTEE No. 31-95 OPERATIONS MEMBERS No. 43-95 TRANSFER AGENT ADVISORY COMMITTEE No. 53-95 RE: UPCOMING NSCC CONVERSION TO SAME DAY FUNDS SETTLEMENT ___________...

1 See Institute Memorandum to Pension Members No. 7-95 dated January 16, 1995, and Institute Memorandum to Pension Members No. 17-95 and Tax Members No. 17-95, dated March 20, 1995. 2 See Institute Memorandum to Pension Committee No. 16-95, dated September 27, 1995 and Institute...

1 A separate memorandum to Pension Members, Operations Committee, and Transfer Agent Advisory Committee describes various pension-related provisions, including proposals relating to individual retirement accounts. 2 See Institute Memoranda to Accounting/Treasurers Members No. 19-95...

October 5, 1995 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 50-95 RE: OCTOBER 12, 1995 MEETING AGENDA ______________________________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting to be held on October 12, 1995...

October 2, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 39-95 BANK INVESTMENT MANAGEMENT MEMBERS No. 19-95 CLOSED-END FUND MEMBERS No. 31-95 COMPLIANCE COMMITTEE No. 36-95 CUSTODIAN ADVISORY COMMITTEE No. 1-95 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 39-95 INVESTMENT ADVISER MEMBERS...

September 26, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 43-95 MEMBERS - ONE PER COMPLEX No. 80-95 OPERATIONS MEMBERS No. 40-95 SMALL FUNDS MEMBERS No. 11-95 TRANSFER AGENT ADVISORY COMMITTEE No. 48-95 RE: 1995 ICI/COOPERS & LYBRAND MUTUAL FUNDS TRANSFER AGENT FEE SURVEY _____________...

September 20, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 22-95 OPERATIONS COMMITTEE No. 26-95 TRANSFER AGENT ADVISORY COMMITTEE No. 47-95 RE: JOINT BANK AGENCY INTERPRETATION OF INTERAGENCY STATEMENT _____________________________________________________________________________...

September 13, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 41-95 DIRECT MARKETING COMMITTEE No. 39-95 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 36-95 INVESTMENT ADVISER MEMBERS No. 41-95 MARKETING POLICY COMMITTEE No. 44-95 MEMBERS - ONE PER COMPLEX No. 78-95 MEMBERS INTERESTED IN PUBLIC...

September 8, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 21-95 BROKER/DEALER ADVISORY COMMITTEE No. 25-95 OPERATIONS MEMBERS No. 38-95 TRANSFER AGENT ADVISORY COMMITTEE No. 45-95 RE: ICI BROKER/DEALER ADVISORY COMMITTEE UPDATE ___________________________________________________...