Transfer Agent Advisory Content

June 10, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-96 BANK AND TRUST ADVISORY COMMITTEE No. 18-96 BROKER/DEALER ADVISORY COMMITTEE No. 11-96 MEMBERS - ONE PER COMPLEX No. 47-96 OPERATIONS MEMBERS No. 26-96 TRANSFER AGENT ADVISORY COMMITTEE No. 31-96 RE: YEAR 2000 DATA PROCESSING...

June 7, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 17-96 BROKER/DEALER ADVISORY COMMITTEE No. 10-96 BROKER/DEALER ASSOCIATE MEMBERS No. 11-96 OPERATIONS MEMBERS No. 25-96 TRANSFER AGENT ADVISORY COMMITTEE No. 30-96 RE: NSCC SYSTEM SERVICES MANAGEMENT WORKSHOP _____________________...

June 6, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 29-96 RE: MEETING - JULY 18, 1996 ______________________________________________________________________________ The next meeting of the Transfer Agent Advisory Committee will be held on Thursday, July 18, 1996. The meeting will...

1 See Institute Memorandum to Tax Members No. 30-95, Operations Committee No. 21-95 and Transfer Agent Advisory Committee No. 34-95, dated June 12, 1995. June 3, 1996 TO: TAX MEMBERS No. 25-96 OPERATIONS MEMBERS No. 22-96 TRANSFER AGENT ADVISORY COMMITTEE No. 28-96 RE: FINAL...

1 This memorandum was included in the materials for the 1990 ICI Securities Law Procedures Conference. May 15, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-96 COMPLIANCE COMMITTEE No. 12-96 MEMBERS - ONE PER COMPLEX No. 35-96 SEC RULES COMMITTEE No. 43-96 TRANSFER AGENT ADVISORY...

1 Release No. IC-21945; IA-1562 (May 9, 1996). 2 See Memorandum to Accounting/Treasurers Committee No. 47-95, Closed-End Fund Committee No. 34-95, SEC Rules Committee No. 73-95, Unit Investment Trust Members No. 52-95, dated October 10, 1995. 3 Release No. IC-21946 (May 9, 1996). Both...

May 13, 1996 TO: MEMBERS - ONE PER COMPLEX No. 33-96 ACCOUNTING/TREASURERS COMMITTEE No. 18-96 TRANSFER AGENT ADVISORY COMMITTEE No. 25-96 CLOSED-END FUND MEMBERS No. 9-96 INVESTMENT ADVISER MEMBERS No. 14-96 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 11-96 OPERATIONS MEMBERS No. 20-96...

1 The announcement can be accessed through the SEC*s Internet home page address: http:// www.sec.gov/. May 7, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 12-96 BROKER/DEALER ADVISORY COMMITTEE No. 7-96 OPERATIONS MEMBERS No. 19-96 TRANSFER AGENT ADVISORY COMMITTEE No. 24-96 RE: SEC...

* See Institute Memorandum to Tax Members No. 19-96, Operations Members No. 18-96 and Transfer Agent Advisory Committee No. 22-96, dated April 25, 1996. VIA FAX April 30, 1996 TO: TAX COMMITTEE No. 13-96 OPERATIONS COMMITTEE No. 8-96 TRANSFER AGENT ADVISORY COMMITTEE No. 23-96 RE: MAY...

1 See, e.g., Institute Memorandum to Operations Committee No. 38-94, Tax Committee No. 40-94 and Transfer Agent Advisory Committee No. 52-94, dated December 29, 1994. 2 See Institute Memorandum to Tax Members No. 30-95, Operations Committee No. 21-95 and Transfer Agent Advisory...