Transfer Agent Advisory Content

March 5, 1996 TO: OPERATIONS MEMBERS No. 9-96 BROKER/DEALER ADVISORY COMMITTEE No. 4-96 BANK BROKER/DEALER ADVISORY COMMITTEE No. 5-96 TRANSFER AGENT ADVISORY COMMITTEE No. 11-96 RE: OPERATIONS COMMITTEE MEMBER NOMINATED TO NSCC BOARD __________________________________________________...

February 28, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 10-96 RE: SUMMARY OF JANUARY 26, 1996 MEETING ______________________________________________________________________________ Attached is a summary of the Transfer Agent Advisory Committee meeting held on January 26 at USAA in...

February 26, 1996 TO: OPERATIONS COMMITTEE No. 3-96 TAX COMMITTEE No. 6-96 TRANSFER AGENT ADVISORY COMMITTEE No. 9-96 RE: PROPOSED IRS GUIDANCE ON IMAGING SYSTEMS ______________________________________________________________________________ The Internal Revenue Service ("IRS") has...

1 See Institute Memorandum to Operations Members No. 14-94, Tax Members No. 17-94 and Transfer Agent Advisory Committee No. 17-94, dated April 28, 1994. February 23, 1996 TO: TAX MEMBERS No. 7-96 OPERATIONS MEMBERS No. 7-96 TRANSFER AGENT ADVISORY COMMITTEE No. 7-96 RE: IRS CLARIFIES...

1 See Institute Memorandum to Tax Members No. 10-93, Operations Members No. 16-93, Closed-End Fund Members No. 9-93, Unit Investment Trust Members No. 11-93, Accounting /Treasurers Committee No. 12-93 and Transfer Agent Advisory Committee No. 19-93, dated March 5, 1993. February 23...

1 See, e.g., Institute Memorandum to Tax Members No. 44-90, Operations Members No. 31-90, Closed- End Fund Members No. 41-90, Unit Investment Trust Members No. 67-90 and Transfer Agent Advisory Committee No. 38-90, dated October 12, 1990. 2 See, e.g., Institute Memorandum to Tax...

January 25, 1996 TO: TAX COMMITTEE No. 4-96 OPERATIONS COMMITTEE No. 2-96 TRANSFER AGENT ADVISORY COMMITTEE No. 5-96 RE: CLINTON ADMINISTRATION TAX PROPOSALS ______________________________________________________________________________ As part of the ongoing budget negotiations, the...

January 16, 1996 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 2-96 BROKER/DEALER ADVISORY COMMITTEE No. 2-96 OPERATIONS MEMBERS No. 4-96 TRANSFER AGENT ADVISORY COMMITTEE No. 4-96 RE: GUIDELINES FOR LOST SHAREHOLDER LOCATION EFFORTS ___________________________________________________...

January 11, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 3-96 RE: (1)1996 MEETING PARTICULARS (2)MEETING AGENDA FOR JANUARY MEETING (3)OCTOBER MEETING SUMMARY ______________________________________________________________________________ The next meeting of the Transfer Agent...

January 11, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-96 DIRECT MARKETING COMMITTEE No. 2-96 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 1-96 INVESTMENT ADVISER MEMBERS No. 2-96 MARKETING POLICY COMMITTEE No. 3-96 OPERATIONS MEMBERS No. 3-96 PENSION MEMBERS No. 1-96 PUBLIC...