Transfer Agent Advisory Content

1 See Institute Memoranda to Tax Committee No. 13-96, Operations Committee No. 8-96 and Transfer Agent Advisory Committee No. 23-96, dated April 30, 1996, and to Tax Members No. 19-96, Operations Members No. 18-96 and Transfer Agent Advisory Committee No. 22-96, dated April 25, 1996...

* See Institute Memorandum to Tax Members No. 25-96, Operations Members No. 22-96 and Transfer Agent Advisory Committee No. 28-96, dated June 3, 1996. July 5, 1996 TO: TAX COMMITTEE No. 23-96 OPERATIONS MEMBERS No. 33-96 TRANSFER AGENT ADVISORY COMMITTEE No. 40-96 RE: IRS RELEASES NEW...

July 3, 1996 TO: CLOSED-END FUND MEMBERS No. 16-96 OPERATIONS MEMBERS No. 32-96 TAX MEMBERS No. 28-96 TRANSFER AGENT ADVISORY COMMITTEE No. 39-96 UNIT INVESTMENT TRUST MEMBERS No. 27-96 RE: IRS SEMINARS ON INFORMATION REPORTING _________________________________________________________...

1 See Memorandum to SEC Rules Committee No. 40-96; Closed-End Fund Committee No. 13-96; Unit Investment Trust Committee No. 22-96; Investment Advisers Committee No. 9-96; Subcommittee On Advertising No. 7-96; Broker/Dealer Advisory Committee No. 8-96; Transfer Agent Advisory Committee...

July 1, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 37-96 RE: MEETING--JULY 18, 1996 ______________________________________________________________________________ The next meeting of the committee will be held on July 18 at the Investment Company Institute in the David Silver...

June 28, 1996 TO: COMPLIANCE COMMITTEE No. 16-96 HUMAN RESOURCES FORUM No. 4-96 MEMBERS - ONE PER COMPLEX No. 55-96 MEMBERS INTERESTED IN CONTINUING EDUCATION/TRAINING No. 6-96 OPERATIONS MEMBERS No. 31-96 TRANSFER AGENT ADVISORY COMMITTEE No. 36-96 RE: TRANSFER AGENT: BASIC TRAINING...

June 26, 1996 TO: BANK AND TRUST ADVISORY COMMITTEE No. 21-96 BROKER/DEALER ADVISORY COMMITTEE No. 12-96 OPERATIONS MEMBERS No. 29-96 TRANSFER AGENT ADVISORY COMMITTEE No. 35-96 RE: ICI BROKER/DEALER ADVISORY COMMITTEE UPDATE ___________________________________________________________...

June 18, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 34-96 RE: SUMMARY OF APRIL 24, 1996 MEETING ______________________________________________________________________________ Attached is a summary of the Transfer Agent Advisory Committee meeting held on April 24 at the Investment...

June 13, 1996 TO: OPERATIONS MEMBERS No. 28-96 TRANSFER AGENT ADVISORY COMMITTEE No. 33-96 RE: REVISED UNIFORM UNCLAIMED PROPERTY ACT ______________________________________________________________________________ The National Conference of Commissioners on Uniform State Laws has...

1 See Memorandum to Compliance Committee No. 9-96, Operations Committee No. 7-96, SEC Rules Members No. 18-96 and Transfer Agent Advisory Committee No. 20-96, dated April 16, 1996. June 11, 1996 TO: COMPLIANCE COMMITTEE No. 14-96 OPERATIONS COMMITTEE No. 9-96 SEC RULES COMMITTEE No...