Transfer Agent Advisory Content

August 27, 1996 TO: OPERATIONS COMMITTEE No. 20-96 TRANSFER AGENT ADVISORY COMMITTEE No. 51-96 RE: CHECK AGING STUDY ______________________________________________________________________________ Attached are the results of the Operations Committee
s Check Aging Study. This is a study...

August 21, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 50-96 RE: SUMMARY OF JULY 18, 1996 MEETING ______________________________________________________________________________ Attached is the summary of the Transfer Agent Advisory Committee meeting held on July 18 at the...

August 16, 1996 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 49-96 RE: INSTITUTE REQUESTS IRS CLARIFY IRA WITHDRAWAL NOTICE REQUIREMENTS ______________________________________________________________________________ The Institute has submitted a request to the Internal Revenue Service...

August 13, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-96 BANK AND TRUST ADVISORY COMMITTEE No. 27-96 BROKER/DEALER ADVISORY COMMITTEE No. 16-96 OPERATIONS MEMBERS No. 38-96 TRANSFER AGENT ADVISORY COMMITTEE No. 47-96 RE: NASDAQ TO IMPLEMENT ROLLING DISSEMINATION OF MUTUAL FUND...

August 13, 1996 TO: OPERATIONS COMMITTEE No. 19-96 TRANSFER AGENT ADVISORY COMMITTEE No. 48-96 RE: BUSINESS RECOVERY SURVEY ______________________________________________________________________________ The Transfer Agent Advisory Committee recently established a task force to assess...

1 See Institute Memorandum to Accounting/Treasurers Members No. 48-95, Closed-End Fund Committee No. 51-95, International Committee No. 32-95, Operations Members No. 42-95, Tax Members No. 43-95, Transfer Agent Advisory Committee No. 51-95 and Unit Investment Trust Committee No. 78-95...

1 These regulations were contained within a comprehensive package of regulations devoted primarily to backup withholding issues. See Institute Memorandum to Tax Members No. 5-96, Operations Members No. 5-96, Closed-End Fund Members No. 2-96, Unit Investment Trust Members No. 5-96 and...

August 2, 1996 TO: OPERATIONS COMMITTEE No. 15-96 TRANSFER AGENT ADVISORY COMMITTEE No. 44-96 BROKER/DEALER ADVISORY COMMITTEE No. 15-96 BANK AND TRUST ADVISORY COMMITTEE No. 26-96 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 1-96 RE: OPERATIONS CONFERENCE REGULATORY PANEL...

July 23, 1996 TO: CLOSED-END FUND MEMBERS No. 20-96 COMPLIANCE COMMITTEE No. 20-96 SEC RULES MEMBERS No. 37-96 TRANSFER AGENT ADVISORY COMMITTEE No. 42-96 RE: SEC STAFF PERMITS FUNDS TO INCLUDE RULE 19a-1 DISCLOSURE ON ACCOUNT STATEMENTS _______________________________________________...

1 See Institute Memorandum to Tax Members No. 19-96, Operations Members No. 18-96 and Transfer Agent Advisory Committee No. 22-96, dated April 25, 1996. July 23, 1996 TO: TAX MEMBERS No. 32-96 OPERATIONS MEMBERS No. 34-96 TRANSFER AGENT ADVISORY COMMITTEE No. 43-96 RE: INSTITUTE...