October 2, 1995
TO: ACCOUNTING/TREASURERS COMMITTEE No. 39-95
BANK INVESTMENT MANAGEMENT MEMBERS No. 19-95
CLOSED-END FUND MEMBERS No. 31-95
COMPLIANCE COMMITTEE No. 36-95
CUSTODIAN ADVISORY COMMITTEE No. 1-95
INVESTMENT ADVISER ASSOCIATE MEMBERS No. 39-95
INVESTMENT ADVISER MEMBERS No. 43-95
MEMBERS - ONE PER COMPLEX No. 83-95
SEC RULES MEMBERS No. 67-95
TRANSFER AGENT ADVISORY COMMITTEE No. 49-95
UNIT INVESTMENT TRUST MEMBERS No. 50-95
RE: 1995 ICI SECURITIES LAW PROCEDURES CONFERENCE
______________________________________________________________________________
The 1995 ICI Securities Law Procedures Conference, sponsored by the ICI Education
Foundation, will be held on December 7 & 8 at the Grand Hyatt Washington in Washington,
D.C.
Six panels made up of representatives from the mutual fund industry, legal counsel, the
SECs Division of Investment Management and the NASD will discuss current issues regarding
disclosure policy, compliance, rulemaking, and investment company advertising and sales
practices. There will be two concurrent sessions on investment adviser and UIT issues.
Enclosed is a preliminary program with further details about the panels. The final program,
which will include a more complete listing of topics to be addressed at the conference, will be
mailed at a later date.
To register for the conference, return the registration form at the back of the brochure
with the appropriate fee to the Institute. A section has been provided on the registration form
to indicate if you would like to pay by Visa or Master Card. Please note that conference
registration cancellations made after November 21 will incur a $75 penalty. If you have any
questions regarding conference registration, please call Beth Simons at (202) 326-5968.
The Grand Hyatt is holding a block of rooms for us until November 13. The room rate is
$169 single/double. Please call the Grant Hyatt Hotel at (202) 582-1234 to make your
reservations. Be sure to mention that you will be attending the ICI conference.
We look forward to seeing you in December.
Karen M. Fernandes
Administrative Assistant
Securities and Financial Regulation
Enclosure