Transfer Agent Advisory Content

August 23, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 45-93 RE: HOUSE SUBCOMMITTEE MEMORANDUM ON ABANDONED PROPERTY __________________________________________________________ The staff of the Subcommittee on Regulation, Business Opportunities and Technology of the House Committee...

August 20, 1993 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 26-93 COMPLIANCE COMMITTEE NO. 18-93 OPERATIONS COMMITTEE NO. 28-93 SEC RULES COMMITTEE NO. 75-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 44-93 UNIT INVESTMENT TRUST COMMITTEE NO. 35-93 RE: UPDATE ON PROPOSED FEDERAL TELEMARKETING...

August 20, 1993 TO: OPERATIONS COMMITTEE NO. 27-93 SEC RULES COMMITTEE NO. 74-93 STATE LIAISON COMMITTEE NO. 32-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 43-93 RE: INSTITUTE COMMENTS ON NASAA REVISED TELEPHONE TRANSACTION GUIDELINES _____________________________________________________...

August 18, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 42-93 RE: NOTICE OF MEETING - SEPTEMBER 29, 1993 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Advisory Committee on Wednesday, September 29...

* Rev. Proc. 93-31 supersedes Rev. Proc. 92-46, which was previously distributed to Institute members. (See Institute Memorandum to Tax Members No. 43-92, Operations Members No. 25-92, Closed-End Fund Members No. 32-92, Pension Members No. 19-92, Unit Investment Trust Committee No. 38...

August 4, 1993 TO: ACCOUNTING/TREASURERS MEMBERS NO. 23-93 MEMBERS - ONE PER COMPLEX NO. 52-93 OPERATIONS MEMBERS NO. 27-93 SEC RULES MEMBERS NO. 61-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 40-93 RE: NEW YORK STOCK EXCHANGE OPEN FOR BUSINESS DECEMBER 31, 1993 _________________________...

July 29, 1993 TO: CLOSED-END FUND MEMBERS NO. 19-93 OPERATIONS MEMBERS NO. 25-93 TAX MEMBERS NO. 26-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-93 UNIT INVESTMENT TRUST MEMBERS NO. 29-93 RE: IRS SEMINARS ON INFORMATION REPORTING ________________________________________________________...

July 9, 1993 TO: OPERATIONS COMMITTEE NO. 23-93 SEC RULES COMMITTEE NO. 61-93 STATE LIAISON COMMITTEE NO. 26-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 38-93 RE: NASAA COMMITTEE ISSUES REVISED PROPOSED TELEPHONE GUIDELINES FOR PUBLIC COMMENT _____________________________________________...

July 2, 1993 TO: BOARD OF GOVERNORS NO. 60-93 OPERATIONS COMMITTEE NO. 22-93 SEC RULES COMMITTEE NO. 59-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-93 UNIT INVESTMENT TRUST COMMITTEE NO. 28-93 T+3 SETTLEMENT TASK FORCE RE: INSTITUTE COMMENT LETTER ON T+3 SETTLEMENT PROPOSAL __________...

June 28, 1993 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 36-93 RE: 1993 MUTUAL FUND QUALITY OF SERVICE SURVEYS __________________________________________________________ The Investment Company Institute is pleased to invite independent transfer agent organizations to participate with...