Transfer Agent Advisory Content

March 2, 1993 TO: OPERATIONS COMMITTEE NO. 7-93 SEC RULES COMMITTEE NO. 16-93 STATE LIAISON COMMITTEE NO. 11-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 15-93 RE: INSTITUTE SUBMITS COMMENTS ON PROPOSED NASAA TELEPHONE TRANSACTION GUIDELINES _______________________________________________...

February 8, 1993 TO: OPERATIONS COMMITTEE NO. 5-93 SEC RULES COMMITTEE NO. 11-93 STATE LIAISON COMMITTEE NO. 5-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 13-93 RE: COMMENT PERIOD ON PROPOSED NASAA TELEPHONE TRANSACTION GUIDELINES REVISED _________________________________________________...

February 8, 1993 TO: SEC RULES COMMITTEE NO. 13-93 STATE LIAISON COMMITTEE NO. 6-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 14-93 RE: MARYLAND LEGISLATION INTRODUCED TO CLARIFY SMALL ACCOUNT REDEMPTION PROCEDURE __________________________________________________________ The Institute...

February 2, 1993 TO: PENSION MEMBERS NO. 11-93 OPERATIONS MEMBERS NO. 11-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 12-93 RE: 1993 INSTRUCTIONS FOR IRS FORMS 1099-R AND 5498 __________________________________________________________ Attached is a copy of the 1993 Instructions for IRS...

January 27, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 6-93 ACCOUNTING/TREASURERS COMMITTEE NO. 7-93 DIRECT MARKETING COMMITTEE NO. 4-93 MARKETING POLICY COMMITTEE NO. 3-93 PUBLIC INFORMATION COMMITTEE NO. 2-93 SALES FORCE MARKETING COMMITTEE NO. 4-93 SHAREHOLDER COMMUNICATIONS COMMITTEE...

1 */ See Institute Memorandum to Tax Committee No. 4-93, Accounting/Treasurers Committee No. 4-93, Operations Committee No. 2-93 and Transfer Agent Advisory Committee No. 6-93, dated January 19, 1993. January 26, 1993 TO: TAX COMMITTEE NO. 8-93 ACCOUNTING/TREASURERS COMMITTEE NO. 6-93...

January 26, 1993 TO: PENSION MEMBERS NO. 7-93 OPERATIONS MEMBERS NO. 8-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 9-93 RE: IRS EXTENDS NOTICE CONCERNING TWENTY-PERCENT WITHHOLDING TO LOANS UNDER SECTION 403(b) ARRANGEMENTS __________________________________________________________ As we...

January 26, 1993 TO: PENSION MEMBERS NO. 8-93 OPERATIONS MEMBERS NO. 9-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 10-93 RE: IRS ISSUES SUPPLEMENTAL GUIDANCE CONCERNING REPORTING OF DIRECT ROLLOVERS ON FORM 1099-R __________________________________________________________ Attached is a...

January 20, 1993 TO: TAX COMMITTEE NO. 5-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 7-93 RE: DRAFT LETTER TO IRS ON NONRESIDENT ALIEN INVESTOR COMPLIANCE ISSUES __________________________________________________________ As you may know, the Internal Revenue Service ("IRS") has been...

11 See Institute Memorandum to Tax Members No. 5-93, Accounting/Treasurers Members No. 3-93, Closed-End Fund Members No. 4-93, Operations Members No. 4-93, Unit Investment Trust Members No. 4-93, International Members No. 4-93 and Transfer Agent Advisory Committee No. 3-93, dated...