Transfer Agent Advisory Content

October 22, 1992 TO: PENSION MEMBERS NO. 28-92 OPERATIONS MEMBERS NO. 39-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 62-92 RE: TEMPORARY AND PROPOSED REGULATIONS CONCERNING 20-PERCENT MANDATORY PENSION WITHHOLDING __________________________________________________________ Attached is a...

October 19, 1992 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 61-92 RE: HYBRID FUNDS PROPOSAL __________________________________________________________ As you know, the Securities and Exchange Commission has proposed the creation of three new types of funds: a. Closed-end funds which...

October 19, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 36-92 SEC RULES MEMBERS NO. 48-92 ACCOUNTING/TREASURERS COMMITTEE NO. 40-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 60-92 UNIT INVESTMENT TRUST MEMBERS NO. 52-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 42-92 INVESTMENT ADVISER MEMBERS...

October 8, 1992 TO: TAX MEMBERS NO. 64-92 OPERATIONS MEMBERS NO. 36-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 57-92 INSTITUTIONAL FUNDS COMMITTEE NO. 20-92 RE: TAX PROVISIONS IN ENERGY BILL __________________________________________________________ The Senate today gave final approval...

October 8, 1992 TO: PENSION MEMBERS NO. 26-92 OPERATIONS MEMBERS NO. 38-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 59-92 RE: PENSION PROVISIONS OF REVENUE ACT OF 1992 __________________________________________________________ The Senate today approved the conference version of H.R. 11...

11/ A separate memorandum to Pension Members, Operations Members and the Transfer Agent Advisory Committee describes various pension-related provisions, including one that would permit certain taxpayers to make deductible IRA contributions. 22/ See Institute Memorandum to Board of...

October 6, 1992 TO: TAX MEMBERS NO. 62-92 OPERATIONS MEMBERS NO. 35-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 56-92 RE: IRS REVISES PENALTY PROGRAM FOR 1990 INFORMATION RETURNS __________________________________________________________ As we previously informed you, the IRS recently...

October 5, 1992 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 55-92 RE: MEETING AGENDA - OCTOBER 15, 1992 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting on October 15, 1992 starting at 9:00 a.m. at the...

October 1, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 32-92 OPERATIONS MEMBERS NO. 34-92 TAX MEMBERS NO. 61-92 SMALL FUNDS MEMBERS NO. 19-92 BROKER/DEALER ADVISORY COMMITTEE NO. 30-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 14-92 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 7-92...

11/ See Institute Memorandum to Board of Governors No. 43-92, Tax Members No. 42-92, Accounting/Treasurers Members No. 25-92, Closed-End Fund Members No. 31-92, Operations Members No. 23-92, Unit Investment Trust Members No. 41-92 and Transfer Agent Advisory Committee No. 32-92, dated...