Transfer Agent Advisory Content

July 2, 1992 TO: BOARD OF GOVERNORS NO. 43-92 TAX MEMBERS NO. 42-92 ACCOUNTING/TREASURERS MEMBERS NO. 25-92 CLOSED-END FUND MEMBERS NO. 31-92 OPERATIONS MEMBERS NO. 23-92 UNIT INVESTMENT TRUST MEMBERS NO. 41-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 32-92 RE: HOUSE APPROVES REVENUE ACT...

June 15, 1992 TO: STATE SECURITIES MEMBERS NO. 31-92 OPERATIONS MEMBERS NO. 22-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 31-92 RE: MARYLAND LEGISLATION ENACTED PERMITTING FUNDS TO REDEEM SMALL ACCOUNTS __________________________________________________________ House Bill 842 was signed...

- 1 - June 9, 1992 TO: TAX COMMITTEE NO. 21-92 OPERATIONS COMMITTEE NO. 17-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 30-92 RE: PROPOSED AMENDMENTS TO TAX DEPOSIT REGULATIONS __________________________________________________________ The Internal Revenue Service ("IRS") has issued the...

May 27, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 16-92 CLOSED-END FUND MEMBERS NO. 27-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 18-92 INVESTMENT ADVISER MEMBERS NO. 24-92 OPERATIONS MEMBERS NO. 21-92 SEC RULES MEMBERS NO. 21-92 SMALL FUNDS MEMBERS NO. 9-92 STATE SECURITIES MEMBERS NO...

- 1 - May 18, 1992 TO: TAX MEMBERS NO. 35-92 OPERATIONS MEMBERS NO. 20-92 CLOSED-END FUND MEMBERS NO. 23-92 ACCOUNTING/TREASURERS MEMBERS NO. 23-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 28-92 RE: 1992 TAX INFORMATION REPORTING AND WITHHOLDING COMPLIANCE WORKSHOPS - REMINDER __________...

May 8, 1992 TO: PENSION MEMBERS NO. 9-92 OPERATIONS MEMBERS NO. 19-92 INVESTMENT ADVISER MEMBERS NO. 18-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 13-92 TAX MEMBERS NO. 29-92 ACCOUNTING/TREASURERS MEMBERS NO. 22-92 MEMBERS INTERESTED IN PUBLIC INFORMATION NO. 3-92 MEMBERS - ONE PER...

May 8, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 13-92 CLOSED-END FUND MEMBERS NO. 22-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 14-92 INVESTMENT ADVISER MEMBERS NO. 19-92 OPERATIONS COMMITTEE NO. 13-92 SEC RULES COMMITTEE NO. 29-92 SMALL FUNDS COMMITTEE NO. 4-92 STATE SECURITIES...

April 24, 1992 TO: OPERATIONS COMMITTEE NO. 12-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 25-92 RE: CLERICAL ERROR IN REREGISTERING MUTUAL FUND SHARES IN IRA ROLLOVER RESULTS IN TAXABLE DISTRIBUTION __________________________________________________________ In attached Private Letter...

April 21, 1992 TO: TAX MEMBERS NO. 26-92 PENSION MEMBERS NO. 7-92 OPERATIONS MEMBERS NO. 18-92 CLOSED-END FUND COMMITTEE NO. 8-92 UNIT INVESTMENT TRUST COMMITTEE NO. 23-92 ACCOUNTING/TREASURERS COMMITTEE NO. 19-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 24-92 RE: IRS REVENUE PROCEDURE...

April 16, 1992 TO: TAX MEMBERS NO. 24-92 OPERATIONS MEMBERS NO. 16-92 CLOSED-END FUND MEMBERS NO. 20-92 UNIT INVESTMENT TRUST MEMBERS NO. 26-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 21-92 RE: IRS FINALIZES "B NOTICE" REGULATIONS AND UPDATES CORRESPONDING REVENUE PROCEDURE ____________...