Transfer Agent Advisory Content

11/ The House-passed bill is discussed in Institute Memorandum to Tax Members No. 12-92, Closed-End Fund Members No. 10-92, Unit Investment Trust Members No. 14-92, Accounting/Treasurers Members No. 8-92, Operations Members No. 8-92, International Committee No. 4-92, and Transfer...

11 The bill, H.R. 4210, is titled the "Tax Fairness and Economic Growth Act of 1992." 22 The IRA withdrawal and pension simplification provisions are discussed separately in Institute Memorandum to Pension Members No. 3-92, dated February 27, 1992. March 2, 1992 TO: TAX MEMBERS NO. 12...

March 2, 1992 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 10-92 RE: NOTICE OF MEETING - APRIL 9, 1992 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Advisory Committee on Thursday, April 9, 1992...

February 21, 1992 TO: OPERATIONS COMMITTEE NO. 6-92 BROKER/DEALER ADVISORY COMMITTEE NO. 7-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 9-92 RE: FINAL REPORT - SURVEY OF BOOK VERSUS PHYSICAL SHARES __________________________________________________________ Enclosed is a copy of the final...

February 21, 1992 TO: SEC RULES MEMBERS NO. 7-92 OPERATIONS MEMBERS NO. 7-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 8-92 RE: MATERIALS RELATED TO SIGNATURE GUARANTEE RULE __________________________________________________________ The Institute recently sent you a synopsis of new Rule...

February 7, 1992 TO: SEC RULES MEMBERS NO. 6-92 OPERATIONS MEMBERS NO. 5-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 7-92 RE: COMPLIANCE WITH NEW SIGNATURE GUARANTEE RULE __________________________________________________________ A meeting of the Institute's Transfer Agent Advisory...

February 6, 1992 TO: TAX COMMITTEE NO. 4-92 ACCOUNTING/TREASURERS COMMITTEE NO. 7-92 OPERATIONS COMMITTEE NO. 4-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 6-92 RE: CORPORATE INFORMATION REPORTING SURVEY __________________________________________________________ Introduction Serious...

January 24, 1992 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 5-92 RE: MEETING ON SIGNATURE GUARANTEE RULE - JANUARY 31, 1992 __________________________________________________________ By now you should have received (or should soon receive) an ICI memo mailed on Tuesday of this week...

January 22, 1992 TO: TAX MEMBERS NO. 8-92 OPERATIONS MEMBERS NO. 3-92 CLOSED-END FUND MEMBERS NO. 5-92 UNIT INVESTMENT TRUST MEMBERS NO. 4-92 PENSION MEMBERS NO. 1-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 4-92 ACCOUNTING/TREASURERS COMMITTEE NO. 3-92 RE: IRS REVENUE PROCEDURE SHORTENS...

January 20, 1992 TO: OPERATIONS COMMITTEE NO. 1-92 SEC RULES COMMITTEE NO. 4-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 3-92 UNIT INVESTMENT TRUST COMMITTEE NO. 5-92 RE: INSTITUTE LETTER TO SEC STAFF ON SHAREHOLDER CONFIRMATION DELIVERY REQUIREMENTS UNDER RULE 10b-10 ___________________...