Transfer Agent Advisory Content

August 3, 1992 TO: TAX COMMITTEE NO. 29-92 PENSION COMMITTEE NO. 27-92 OPERATIONS COMMITTEE NO. 21-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 42-92 RE: INSTITUTE TESTIFIES ON PROPOSED TAX DEPOSIT REGULATIONS __________________________________________________________ As we previously...

July 30, 1992 TO: INSTITUTIONAL FUNDS COMMITTEE NO. 15-92 BANK INVESTMENT MANAGEMENT MEMBERS NO. 3-92 BOARD OF GOVERNORS NO. 50-92 OPERATIONS MEMBERS NO. 28-92 SEC RULES MEMBERS NO. 33-92 SMALL FUNDS MEMBERS NO. 14-92 TAX MEMBERS NO. 48-92 DIRECT MARKETING COMMITTEE NO. 26-92...

July 24, 1992 TO: TAX COMMITTEE NO. 28-92 PENSION COMMITTEE NO. 26-92 OPERATIONS COMMITTEE NO. 20-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-92 RE: INSTITUTE COMMENTS ON PROPOSED TAX DEPOSIT REGULATIONS __________________________________________________________ As you may know, the...

July 13, 1992 TO: STATE SECURITIES MEMBERS NO. 34-92 SEC RULES COMMITTEE NO. 46-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 38-92 RE: INSTITUTE SUBMISSION TO NASAA COMMITTEE ON FUND LIABILITY FOR TELEPHONE TRANSACTIONS __________________________________________________________ The...

11/ Rev. Proc. 92-46 supercedes two Revenue Procedures (Nos. 91- 33 and 92-15) previously distributed to Institute members. (See Institute Memoranda to Accounting/Treasurers Committee No. 19-91, Closed-End Fund Members No. 29-91, Operations Members No. 19-91, Pension Members No. 26-91...

July 9, 1992 TO: TAX COMMITTEE NO. 26-92 OPERATIONS COMMITTEE NO. 19-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-92 RE: BACKUP WITHHOLDING ISSUES LIST __________________________________________________________ The IRS’ Information Reporting Program Advisory Committee ("IRPAC"), of...

July 9, 1992 TO: TAX MEMBERS NO. 45-92 OPERATIONS MEMBERS NO. 26-92 CLOSED-END FUND MEMBERS NO. 33-92 UNIT INVESTMENT TRUST MEMBERS NO. 42-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 36-92 RE: IRS SEMINARS ON INFORMATION REPORTING _________________________________________________________...

July 9, 1992 TO: STATE SECURITIES MEMBERS NO. 33-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 34-92 RE: VERMONT COMMENTS ON FUND LIABILITY FOR TELEPHONE TRANSACTIONS __________________________________________________________ The Vermont Securities Division recently began issuing comments...

July 7, 1992 TO: PENSION MEMBERS NO. 18-92 OPERATIONS MEMBERS NO. 24-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 33-92 RE: PRESIDENT SIGNS UNEMPLOYMENT COMPENSATION MEASURE INCLUDING PENSION SIMPLIFICATION PROVISIONS __________________________________________________________ On July 3...