Transfer Agent Advisory Content

January 17, 1992 TO: SEC RULES MEMBERS NO. 2-92 OPERATIONS MEMBERS NO. 2-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 2-92 RE: SEC ADOPTS RULE REGARDING ACCEPTANCE OF SIGNATURE GUARANTEES __________________________________________________________ The Securities and Exchange Commission...

January 10, 1992 TO: TAX MEMBERS NO. 2-92 OPERATIONS MEMBERS NO. 1-92 CLOSED-END FUND MEMBERS NO. 1-92 UNIT INVESTMENT TRUST MEMBERS NO. 1-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 1-92 RE: FINAL REGULATIONS ON INFORMATION REPORTING PENALTIES AND THE REASONABLE CAUSE WAIVER ___________...

December 30, 1991 TO: PENSION MEMBERS NO. 40-91 OPERATIONS MEMBERS NO. 35-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 62-91 RE: IRS REVENUE PROCEDURE CONCERNING REPORTING REQUIREMENTS WITH RESPECT TO REVOKED IRAS __________________________________________________________ Attached is a...

December 30, 1991 TO: TAX MEMBERS NO. 65-91 OPERATIONS MEMBERS NO. 36-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 63-91 RE: DUE DATE FOR FILING IRS FORMS 1099 __________________________________________________________ The attached IRS Announcement reaffirms that the due date for filing...

December 17, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 45-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 61-91 RE: CHECK AGING STUDY - MARCH, 1991 __________________________________________________________ Enclosed, for your review, is a copy of the Check Aging Study which which was...

1 */ For more information on the IRS Bulletin Board System, see Institute Memorandum to Tax Members No. 51-91, Operations Members No. 30-91 and Transfer Agent Advisory Committee No. 55-91, dated November 21, 1991. December 10, 1991 TO: TAX MEMBERS NO. 61-91 OPERATIONS MEMBERS NO. 34...

- 1 - December 3, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 42-91 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 12-91 OPERATIONS MEMBERS NO. 33-91 TAX MEMBERS NO. 58-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 59-91 RE: FINAL REGULATIONS ON REPORTING OF TRANSACTIONS INVOLVING...

November 26, 1991 TO: MEMBERS - ONE PER COMPLEX NO. 62-91 TAX COMMITTEE NO. 36-91 OPERATIONS COMMITTEE NO. 37-91 CLOSED-END FUND COMMITTEE NO. 31-91 UNIT INVESTMENT TRUST COMMITTEE NO. 41-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 57-91 RE: IRS ANNOUNCES DELAY IN IMPOSITION OF BACKUP...

- 1 - November 26, 1991 TO: TAX MEMBERS NO. 54-91 OPERATIONS MEMBERS NO. 32-91 CLOSED-END FUND MEMBERS NO. 50-91 UNIT INVESTMENT TRUST MEMBERS NO. 58-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 58-91 RE: IRS ANNOUNCES DELAY IN COMMENCEMENT OF BACKUP WITHHOLDING WHEN 2 "B NOTICES"...

- 1 - November 22, 1991 TO: SEC RULES COMMITTEE NO. 68-91 OPERATIONS COMMITTEE NO. 36-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 56-91 RE: ICI COMMENTS ON SEC PROPOSAL REGARDING ACCEPTANCE OF SIGNATURE GUARANTEES __________________________________________________________ As we...