Transfer Agent Advisory Content

May 16, 1991 TO: SEC RULES COMMITTEE NO. 28-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 25-91 RE: INSTITUTE SUBMISSION TO SEC STAFF ON FUND LIABILITY FOR TELEPHONE TRANSACTIONS __________________________________________________________ As we recently informed you, the Institute has...

May 13, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 24-91 RE: NOTICE OF MEETING - JUNE 19, 1991 SECOND REQUEST - PLEASE RESPOND __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Advisory Committee...

May 6, 1991 TO: BOARD OF GOVERNORS NO. 30-91 TAX MEMBERS NO. 12-91 OPERATIONS COMMITTEE NO. 14-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-91 RE: CONGRESSIONAL PROPOSAL TO REQUIRE SHAREHOLDER BASIS REPORTING __________________________________________________________ As you may know...

April 30, 1991 TO: PENSION COMMITTEE NO. 9-91 OPERATIONS COMMITTEE NO. 13-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 22-91 RE: PROPOSED PENSION OPERATIONS COMMITTEE __________________________________________________________ The Institute has received many recent requests to develop a...

April 23, 1991 TO: OPERATIONS COMMITTEE NO. 12-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 21-91 RE: POSSIBLE LEGISLATION OF SHAREHOLDER BASIS INFORMATION REPORTING __________________________________________________________ On February 6, 1991, a memorandum was faxed to the Transfer...

April 17, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 20-91 RE: NOTICE OF MEETING - JUNE 19, 1991 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Advisory Committee starting at 8:30 a.m. on June 19...

April 10, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 19-91 RE: STATUS OF COMMITTEE PROJECTS __________________________________________________________ The status of each of the Transfer Agent Advisory Committee's (TAAC) projects, as reported at the March 5, 1991 meeting, are...

April 9, 1991 TO: OPERATIONS COMMITTEE NO. 11-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 18-91 RE: SURVEY RESULTS - CONFIRMATION PROCEDURES ON VOICE-INITIATED TRANSACTIONS __________________________________________________________ The Institute surveyed the Operations Committee and the...

April 5, 1991 TO: OPERATIONS COMMITTEE NO. 10-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 17-91 RE: SHAREHOLDER CONFIRMATION SURVEY __________________________________________________________ As previously reported to the Committees, the Confirmation Requirements Task Force, chaired by...

April 4, 1991 TO: TAX MEMBERS NO. 10-91 OPERATIONS MEMBERS NO. 10-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 16-91 RE: IRS EXTENDS REPORTING DEADLINE FOR MAGNETICALLY FILED FORMS 1042S __________________________________________________________ The attached IRS announcement provides an...