Transfer Agent Advisory Content

December 17, 1990 TO: CLOSED-END FUND COMMITTEE NO. 27-90 OPERATIONS COMMITTEE NO. 27-90 SEC RULES COMMITTEE NO. 65-90 ACCOUNTING/TREASURERS COMMITTEE NO. 38-90 INDEPENDENT ACCOUNTANTS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE NO. 52-90 INTERNATIONAL FUNDS TASK FORCE NO. 30-90...

December 11, 1990 TO: PENSION MEMBERS NO. 39-90 OPERATIONS MEMBERS NO. 35-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 51-90 RE: FINAL FORM 1099-R __________________________________________________________ As we previously informed you, the IRS combined Form W-2P and Form 1099-R beginning...

December 10, 1990 TO: OPERATIONS MEMBERS NO. 34-90 ACCOUNTING/TREASURERS MEMBERS NO. 28-90 SEC RULES MEMBERS NO. 83-90 TAX MEMBERS NO. 54-90 CLOSED-END FUND MEMBERS NO. 50-90 BROKER/DEALER ADVISORY COMMITTEE NO. 47-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 50-90 RE: NSCC'S MUTUAL FUND...

November 29, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 49-90 RE: SURVEY OF BOOK VERSUS PHYSICAL SHARES FOR OPEN-END AND CLOSED-END FUNDS - 1989 _____________________________________________________________ Enclosed is the Survey of Book Versus Physical Shares for Open- End and...

November 27, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 48-90 RE: MEETING AGENDA - DECEMBER 5, 1990 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting which will begin at 9:00 a.m. on Wednesday...

1 */ The BDAC members of the liaison group also served as representatives of the Technical Tax Committee of the Securities Industry Association (SIA). - 1 - November 26, 1990 TO: OPERATIONS MEMBERS NO. 33-90 ACCOUNTING/TREASURERS MEMBERS NO. 24-90 TAX MEMBERS NO. 50-90 SEC RULES...

November 20, 1990 TO: OPERATIONS COMMITTEE NO. 26-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 46-90 RE: POSTAL SERVICE AUTOMATION BASED RATE REQUIREMENTS __________________________________________________________ Enclosed for your information is a copy of the recent proposed postal...

November 19, 1990 TO: OPERATIONS COMMITTEE NO. 25-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 45-90 RE: SECOND REQUEST FOR COMPLETION OF VOICE-INITIATED TRANSACTION PROCEDURES QUESTIONNAIRE __________________________________________________________ On October 18, 1990, the attached...

November 6, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 49-90 CLOSED-END FUND MEMBERS NO. 43-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 47-90 INVESTMENT ADVISER MEMBERS NO. 52-90 OPERATIONS MEMBERS NO. 32-90 SEC RULES MEMBERS NO. 75-90 UNIT INVESTMENT TRUST MEMBERS NO. 71-90 ACCOUNTING...

October 22, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 43-90 RE: NOTICE OF MEETING - DECEMBER 5, 1990 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Advisory Committee starting at 10:00 a.m. on...