Transfer Agent Advisory Content

- 1 - February 11, 1991 TO: TAX COMMITTEE NO. 3-91 OPERATIONS COMMITTEE NO. 4-91 CLOSED-END FUND COMMITTEE NO. 3-91 UNIT INVESTMENT TRUST COMMITTEE NO. 7-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 5-91 RE: INSTITUTE COMMENTS ON PROPOSED INFORMATION REPORTING AND BACKUP WITHHOLDING...

BY FAX February 6, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 4-91 RE: POSSIBLE LEGISLATION ON SHAREHOLDER BASIS REPORTING __________________________________________________________ As you may know, a "simplification" proposal was advanced last year to require investment companies...

January 25, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 3-91 RE: NOTICE OF MEETING - MARCH 5, 1991 SECOND REQUEST - PLEASE RESPOND __________________________________________________________ This is to confirm that there will be a meeting of the Transfer Agent Advisory Committee...

January 16, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 2-91 RE: STATUS OF VARIOUS PROJECTS __________________________________________________________ The status of each of the Advisory Committee’s projects is summarized below. 1. Confirmation Requirements Ralph Spuehler of...

January 14, 1991 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 1-91 RE: NOTICE OF MEETING - MARCH 5, 1991 __________________________________________________________ This is to notify you that there will be a meeting of the Transfer Agent Advisory Committee beginning at 9:30 a.m. on...

December 24, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 40-90 BROKER/DEALER ADVISORY COMMITTEE NO. 49-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 57-90 GROUP OF THIRTY TASK FORCE RE: EFFECTS TO MUTUAL FUND INDUSTRY OF PROPOSED CHANGES TO U.S. SETTLEMENT PRACTICES ______________________...

December 24, 1990 TO: TAX COMMITTEE NO. 36-90 OPERATIONS COMMITTEE NO. 29-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 56-90 RE: TIMING OF SECOND B NOTICE AND PENALTY NOTICE MAILINGS __________________________________________________________ At a recent meeting of the Transfer Agent...

December 18, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 54-90 RE: POSTAL SERVICE RULE CHANGE __________________________________________________________ As you know, at the Transfer Agent Advisory Committee meeting on December 5th we requested your critique of our comments to the U...

December 18, 1990 TO: PENSION MEMBERS NO. 42-90 OPERATIONS MEMBERS NO. 37-90 UNIT INVESTMENT TRUST MEMBERS NO. 76-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 55-90 RE: IRS FORM 5498 FOR 1991 AND 1990 FORM 5329 __________________________________________________________ Attached is a copy...

- 1 - December 17, 1990 TO: TAX COMMITTEE NO. 33-90 OPERATIONS COMMITTEE NO. 28-90 CLOSED-END FUND COMMITTEE NO. 28-90 UNIT INVESTMENT TRUST COMMITTEE NO. 55-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 53-90 RE: INSTITUTE LETTER ON THE REASONABLE CAUSE WAIVER OF INTERNAL REVENUE CODE...