Transfer Agent Advisory Content

October 19, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 42-90 RE: SUMMARY OF SEPTEMBER 13, 1990 MEETING __________________________________________________________ As reported at the September 13th meeting, the status of each of the Advisory Committee's projects is described below...

October 18, 1990 TO: OPERATIONS COMMITTEE NO. 23-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 41-90 RE: CONFIRMATION PROCEDURES ON VOICE-INITIATED TRANSACTIONS __________________________________________________________ At the Operations Committee meeting on September 17, 1990, a copy of...

October 12, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 40-90 ABANDONED PROPERTY TASK FORCE RE: NOVEMBER 14 MEETING __________________________________________________________ A meeting of the Abandoned Property Task Force has been scheduled for November 14, 1990 to discuss a number...

October 12, 1990 TO: TAX COMMITTEE NO. 28-90 OPERATIONS COMMITTEE NO. 22-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-90 RE: OCTOBER 30 MEETING ON BACKUP WITHHOLDING REGULATIONS __________________________________________________________ As we previously advised you, the IRS has amended...

- 1 - October 12, 1990 TO: TAX MEMBERS NO. 44-90 OPERATIONS MEMBERS NO. 31-90 CLOSED-END FUND MEMBERS NO. 41-90 UNIT INVESTMENT TRUST MEMBERS NO. 67-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 38-90 RE: INFORMATION REPORTING AND BACKUP WITHHOLDING REGULATIONS AMENDED AND REISSUED IN...

- 1 - October 12, 1990 TO: TAX MEMBERS NO. 41-90 OPERATIONS MEMBERS NO. 30-90 CLOSED-END FUND MEMBERS NO. 40-90 UNIT INVESTMENT TRUST MEMBERS NO. 66-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-90 RE: B NOTICE UPDATE __________________________________________________________ As you...

- 1 - September 24, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 39-90 SEC RULES MEMBERS NO. 66-90 ACCOUNTING/TREASURERS COMMITTEE NO. 30-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 35-90 UNIT INVESTMENT TRUST MEMBERS NO. 62-90 CUSTODIAN ADVISORY COMMITTEE NO. 2-90 OPERATIONS MEMBERS NO. 28-90...

11/ Deleted from our attachment, but included in IRS Publiction 1281, are (1) Code Section 3406, (2) the existing temporary regulations on backup withholding (see Institute Memorandum to Tax Members No. 46-87, Unit Investment Trust Committee No. 31-87, Closed-End Fund Members No. 5-87...

11/ The IRS also filed with the Federal Register yesterday 352 pages of regulations in proposed form only dealing generally with backup withholding and due diligence issues. These additional regulations, which are not presently effective, will be the subject of a separate Institute...

- 1 - August 31, 1990 TO: OPERATIONS COMMITTEE NO. 20-90 TAX COMMITTEE NO. 25-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 33-90 RE: BACKUP WITHHOLDING AND "B" NOTICE DEVELOPMENTS __________________________________________________________ As you may know, the Institute met with the...