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September 24, 1990
TO: MEMBERS - ONE PER COMPLEX NO. 39-90
SEC RULES MEMBERS NO. 66-90
ACCOUNTING/TREASURERS COMMITTEE NO. 30-90
TRANSFER AGENT ADVISORY COMMITTEE NO. 35-90
UNIT INVESTMENT TRUST MEMBERS NO. 62-90
CUSTODIAN ADVISORY COMMITTEE NO. 2-90
OPERATIONS MEMBERS NO. 28-90
INVESTMENT ADVISER MEMBERS NO. 45-90
INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 41-90
CLOSED-END FUND MEMBERS NO. 37-90
RE: 1990 SEC/ICI PROCEDURES CONFERENCE
__________________________________________________________
The Investment Company Institute will sponsor the 1990
SEC/ICI Procedures Conference on December 6-7, 1990, at the
Ramada Renaissance-Techworld in Washington, D.C.
As in past years, we will have panels with representatives
both from the industry and the SEC to discuss SEC disclosure
policy, no action positions and interpretations as well as rule
making and exemptive actions and compliance. There are
individual panels on closed-end funds, investment advisers, and
unit investment trusts. In addition, there is a 12b-1 panel with
NASD representatives and an emergency procedures panel which will
address situations such as the recent New York City power outage.
Some of the specific topics which will be addressed include money
market fund proposals, the reform of investment company
regulation under the 1940 Act and international issues. The
enclosed program provides further details. A more complete
listing of topics to be discussed will be highlighted in the
final program which will be mailed at a later date.
To register for the conference, return the attached
registration form and appropriate fee to the Institute as early
as possible, but no later than November 21, 1990. Please make
your own hotel reservations at the Ramada Renaissance-Techworld
directly at (202) 898-9000. The hotel is holding rooms for us
until November 7, 1990. Also note the attached flyer describing
the flight benefits made available through Conference Air
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Services in Washington, D.C. If you have any questions regarding
registration, please call Lynette Mitchell at (202) 955-3508.
We're looking forward to seeing you at the Procedures
Conference this year.
W. Richard Mason
Assistant General Counsel
Attachments:
Preliminary Program
Airline Discount Flyer